DFX Intelligence

E•• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

E•• I••••••••• G••••• L••

CRD 165865

BALA CYNWYD, PA

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Search this name across graphsid dfx:ria:82ff748f-30e0-c18e-34f9-265583abc031

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: May 11, 2015 to Mar 5, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $506M••• Locked
Discretionary RAUM: $506M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $126Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• J••••• V•••••••	n/a	PHILADELPHIA, PA	6	15	n/a	no
E••••• A•••• B•••	n/a	Philadelphia, PA \| NEW YORK, NY \| DELRAY BEACH, FL \| WESTFIELD, NJ	6	15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••••••• O••••••••• F•••• L•	Hedge Fund	$945,000	Jun 9, 2015	9	May 11, 2015	dropped	021-235181

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• E•••••• A••••	NON-EXECUTIVE CHAIRMAN	C	yes	11/2022	May 11, 2015	Dec 23, 2024
R•••• J••••• W•	President	C	yes	11/2022	Mar 17, 2017	Dec 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••• E•• R••• S•••••••• L••	n/a	Former SEC adviser	$0	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$506M	$220M	130.4%	$85.9M	80.6%	4	4	0	0

Relationships

Affiliated with (2)

→ E••••••• E•• R••• S•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← E••••••• E•• R••• S•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (5)

← A•••• S•••••• H•••••Advisorregistration: previous registration
Oct 16, 2018 to Dec 31, 2022factForm ADV
←

Dated events

Occurred
Mar 5, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$286M
Occurred
May 11, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82ff748f-30e0-c18e-34f9-265583abc031
First observed: May 11, 2015
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.