DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at E•• I••••••••• G••••• L••
BALA CYNWYD, PA | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•• I••••••••• G••••• L•• | Asset manager | Feb 3, 2023 | n/a | yes | BALA CYNWYD, PA|New York, NY | Current employment |
| E•• I••••••••• G••••• L•• | Asset manager | Oct 16, 2018 | Dec 31, 2022 | no | BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• B•••• I•••••••• | E•• I••••••••• G••••• L•• | Mar 13, 2014 | Feb 23, 2017 | 1,078 | Firm change after gap | Other |
| C••••• A•••••• N••••••• L•• | R•••• B•••• I•••••••• | Jan 11, 2012 | Sep 17, 2012 |
| E•• I••••••••• G••••• L•• | Asset manager | Feb 23, 2017 | Dec 31, 2017 | no | NEW YORK CITY, NY|BALA CYNWYD, PA | Previous registration |
| R•••• B•••• I•••••••• | n/a | Sep 17, 2012 | Mar 13, 2014 | no | SUMMIT, NJ|HAWTHORNE, NJ | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jun 27, 2011 | Jan 11, 2012 | no | FLORHAM PARK, NJ | Previous registration |
| I•• C•••••• C•••• | n/a | Dec 18, 2007 | Dec 22, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| 250 |
| Firm change |
| Other |
| I•• C•••••• C•••• | C••••• A•••••• N••••••• L•• | Dec 22, 2009 | Jun 27, 2011 | 552 | Firm change after gap | Other |