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RIA / WealthAdvisor40 years in industry

JAMES ALLEN REYES

Advisor at ALLEN JAMES FINANCIAL LLC

SAN MARCOS, CA

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Search this name across graphsid dfx:ria:82ffd55d-19a4-613e-b3f8-c5f75ed556b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLEN JAMES FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 18, 1997
First registration: May 9, 2008
Dual registered: no
Other names: JIM REYES
IAPD individual key: 2832099

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLEN JAMES FINANCIAL LLC	State registered	Jan 1, 2026	n/a	yes	SAN MARCOS, CA	Current employment
FIRST ADVISORS NATIONAL, LLC	Independent wealth	Oct 15, 2020	Jan 3, 2022	no	San Diego, CA	Previous registration
JCG INVESTMENTS, LLC	n/a	May 15, 2017	Dec 6, 2020	no	SAN DIEGO, CA	Previous registration
CROSSROADS CAPITAL MANAGEMENT, INC.	n/a	Jul 29, 2010	Nov 15, 2016	no	CARLSBAD, CA\|SAN DIEGO, CA	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	May 9, 2008	Apr 5, 2010	no	DELRAY BEACH, FL\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ADVISORS NATIONAL, LLC	ALLEN JAMES FINANCIAL LLC	Jan 3, 2022	Jan 1, 2026	1,459	Firm change after gap	RIA to state RIA
JCG INVESTMENTS, LLC	FIRST ADVISORS NATIONAL, LLC	Dec 6, 2020	Oct 15, 2020	-52	Firm change after gap	Other
CROSSROADS CAPITAL MANAGEMENT, INC.	JCG INVESTMENTS, LLC	Nov 15, 2016	May 15, 2017	181	Firm change	Other
HORTER INVESTMENT MANAGEMENT, LLC	CROSSROADS CAPITAL MANAGEMENT, INC.	Apr 5, 2010	Jul 29, 2010	115	Firm change	Other

Relationships

Registered with (5)

→ ALLEN JAMES FINANCIAL LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ FIRST ADVISORS NATIONAL, LLCRegistered adviserregistration: previous registration
Oct 15, 2020 to Jan 3, 2022factForm ADV
→ JCG INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2017 to Dec 6, 2020factForm ADV
→ CROSSROADS CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 29, 2010 to Nov 15, 2016factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 9, 2008 to Apr 5, 2010factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
James Allen Reyes left First Advisors National, Llc for Allen James Financial Llc (registered 2026-01-01)
Form ADVobserved 4 days ago