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CRD 166212
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-28 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••••• D•••• V•• S••• | n/a | ATLANTA, GA | 13 | 43 | 4 | no |
| C•••••• F•••••••• M••••••• | n/a | MURFREESBORO, TN | 13 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| V•• S•••• R•••••• D•••• | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 11/2012 | Nov 30, 2012 | Apr 26, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 9 | 4 | 5 | 5.2% | 5 | 1 | 0 | 16 | 18 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $506M | $501M | 0.9% | $350M | 13.0% | 65 | 59 | 62 | 56 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••• F••• M••••••••• L•• | 2 | Dec 5, 2018 | Dec 5, 2018 | DELRAY BEACH, FL | Team lift out | RIA to RIA | 4.7% |
| B••••••••• C•••••• M••••••••• L•• | 2 | Nov 13, 2017 | Jan 7, 2026 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A•••• A••••••••• S••••••••• L•• | 3 | Jul 28, 2026 | Aug 27, 2026 | FARMINGTON, MI | Team lift out | RIA to RIA | 7.0% |
| C••••• A••••••• L•• | 2 | Aug 15, 2022 | Aug 16, 2022 |
| no |
| T•••••• B••••• S•••• | n/a | Winfield, WV | 13 | 16 | 1 | no |
| M••• R••••• G••••• | n/a | PALOS HEIGHTS, IL | 13 | 32 | 1 | no |
| P••• S••••• P•••••••• | n/a | ROCK HILL, SC | 13 | 45 | 2 | no |
| W••••• S• B••••••• | n/a | Rocky Mount, NC | 13 | 25 | 3 | no |
| D•••• W•••• W••••• | n/a | MADISON, AL | 13 | 32 | 1 | no |
| D••••• H•••• M•••• | n/a | Brentwood, TN | 12 | 22 | n/a | no |
| R••••• L• A••••• | n/a | DOTHAN, AL | 12 | 34 | 2 | no |
| S•••••• J••••• L•••• | Certified Financial Planner|Chartered Financial Consultant | Stephens City, VA | 12 | 43 | 4 | no |
| J•••• D••••• B•••• | n/a | FAIRFIELD, CA | 11 | 21 | 3 | no |
| M•••••• G••••• V••••• | n/a | FRANKLIN, TN | 11 | 21 | n/a | no |
| J••• J••••• S••• | n/a | DENTON, TX | 11 | 41 | 1 | no |
| R••••• G•••••• G•••• | n/a | WINNSBORO, TX | 11 | 19 | 2 | no |
| K••• B•••• C•••••• | n/a | Franklin, TN | 11 | 22 | n/a | no |
| B•••••• F•••••• H••••••• | n/a | PALOS HEIGHTS, IL | 11 | 12 | n/a | no |
| E••• T••••• S••••••• | Certified Financial Planner | Hoschton, GA | 11 | 34 | 2 | no |
| K•••••••• E•••••••• C•••••• | n/a | Milfiord, CT | 10 | 20 | 1 | no |
| R•••••• D•••••• K•••••• | n/a | Coupeville, WA | 10 | 41 | 1 | no |
| E••• J••• N••••• | n/a | Round Lake, IL | 10 | 30 | 1 | no |
| S•••••• H••• | n/a | Grapevine, TX | 9 | 15 | 1 | no |
| C••• E•••••• G••••• | n/a | Glendora, CA | 8 | 18 | n/a | no |
| D•••• L•••• E•••••• | n/a | Centreville, VA | 8 | 22 | 4 | no |
| K•••••• M••••••• R•••• | n/a | Greenville, TX | 8 | 10 | 1 | no |
| A•••• R•••• F••••••••• | n/a | Winchester, VA | 8 | 14 | n/a | no |
| Mar 30, 2026 |
| $506M |
| $506M |
| 65 |
| 64 |
| 62 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $501M | $501M | 59 | 56 | 56 | n/a | n/a |
| 2023 | Mar 30, 2024 | $448M | $448M | 70 | 69 | 60 | n/a | n/a |
| 2022 | Apr 3, 2023 | $350M | $350M | 63 | 62 | 60 | n/a | n/a |
| 2021 | Mar 31, 2022 | $363M | $363M | 64 | 60 | 60 | n/a | n/a |
| 2020 | Mar 31, 2021 | $250M | $250M | 64 | 63 | 60 | n/a | n/a |
| 2019 | Mar 31, 2020 | $170M | $170M | 76 | 74 | 74 | n/a | n/a |
| 2018 | Mar 31, 2019 | $122M | $122M | 73 | 71 | 70 | n/a | n/a |
| 2017 | Mar 31, 2018 | $146M | $146M | 98 | 94 | 105 | n/a | n/a |
| 2016 | Mar 30, 2017 | $105M | $105M | 105 | 105 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $78.0M | $78.0M | 69 | 69 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $62.2M | $62.2M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 5, 2014 | $30.0M | $30.0M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $0 | $0 | 1 | 1 | n/a | n/a | n/a |
| BRENTWOOD, TN |
| Team lift out |
| Other |
| 4.4% |
| ALLEN PARK, MI |
| Team lift out |
| Ibd to RIA |
| 1.1% |
| C••••• S••••• A•••••••• I••• | 2 | Jan 2, 2018 | Jan 10, 2018 | NASHVILLE, TN | Team lift out | Other | 4.7% |