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CRD 112104
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK CHARLES MINICHIELLO | n/a | LOS ANGELES, CA | 16 | 29 | 1 | yes |
| JENS ADOLF SPITTA | n/a | LOS ANGELES, CA | 13 | 56 | n/a | yes |
| Deanna Maria Adams | Chartered Financial Analyst | LOS ANGELES, CA | 3 | 11 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Adams, Deanna, Maria | CHIEF INVESTMENT OFFICER | Na | yes | 01/2023 | Feb 23, 2023 | Jul 1, 2024 |
| GUAY, DANIEL, ROBERT | CHIEF FINANCIAL OFFICER | Na | yes | 08/2012 | Nov 3, 2021 | Jul 1, 2024 |
| MINICHIELLO, MARK, CHARLES | CHIEF EXECUTIVE OFFICER | E | yes | 07/2022 | Nov 3, 2021 | Jul 1, 2024 |
| MINICHIELLO, MARK, CHARLES | CEO,CCO, | Na | yes | 02/2021 | Nov 3, 2021 | Jul 1, 2024 |
| QUINCY CASS ASSOCIATES, INCORPORATED | Parent | E | yes | 01/1922 | Nov 3, 2021 | Jul 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| QUINCY CASS ASSOCIATES, INCORPORATED | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 29, 2026 | $252M | $252M | 8 | 5 | 0 | n/a | n/a |
| 2024 | Feb 6, 2025 | $184M | $184M | 8 | 4 | 0 | n/a | n/a |
| 2023 | Feb 2, 2024 | $135M | $135M | 7 | 2 | 0 | n/a | n/a |
| 2022 | Feb 23, 2023 | $113M | $113M | 5 | 2 | 0 | n/a | n/a |
| 2021 | Feb 3, 2022 | $120M | $120M | 5 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $252M | $184M | 37.3% | $113M | 30.7% | 8 | 8 | 0 | 0 |