DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Q•• C•••••• M••••••••• I••
Latest filing Apr 29, 2026
First filing on the tape Nov 3, 2021 · 14 filings
SEC status approved since Dec 13, 2021
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$251M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$84.1M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$252M as of Apr 29, 2026
Feb 3, 2022$120M then
HNW client RAUM$193M as of Apr 29, 2026
Feb 3, 2022$105M then
State-registered IARs (5.B.3)2 as of Apr 29, 2026
Feb 3, 20222 then
Employees (5.A)8 as of Apr 29, 2026
Feb 3, 20225 then
Private funds: no history
RAUM +37% over the last fiscal year+31% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $84.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$193M76%
- Individuals$57.9M23%
- Charitable organizations$1.7M0.7%
- Individual clients
- 55reported
- HNW clients
- 60reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 131reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• C•••••• M••••••••• | Los Angeles, Ca | Dec 9, 2009 | 29 y | 1 |
| J••• A•••• S••••• | Los Angeles, Ca | Mar 26, 2013 | 56 y | 0 |
| D••••• M•••• A••••Chartered Financial Analyst | Los Angeles, Ca | Jan 6, 2023 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• M•••• A•••• from B•••••• C••••••• L••Jan 6, 2023 · Other
- M••• C•••••• M••••••••• from O••••••••• R••••••• G••••• L••Dec 9, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• D•••••• M•••• · Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- G•••• D•••••• R••••• · Chief Financial Officercontrolsince 08/2012 · owns less than 5%
- M••••••••• M•••• C•••••• · Ceo,Cco,controlsince 02/2021 · owns less than 5%
- M••••••••• M•••• C•••••• · Chief Executive Officercontrolsince 07/2022 · owns 75% or more of Q••••• C••• A••••••••• I•••••••••
Entity owners
- Q••••• C••• A••••••••• I••••••••• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
- Q••••• C••• A••••••••• I•••••••••broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $183,759,020 to $252,230,446 (+37.0%) between the annual amendments of 2025-02-06 and 2026-04-29; the peer median change was +15.0% (4549 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 91% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $233M to $252MFeb 6, 2026 to Apr 29, 2026
- HNW RAUM · $173M to $193MFeb 6, 2026 to Apr 29, 2026
- RAUM · $233M to $252MFeb 6, 2026 to Apr 29, 2026
- Accounts · 112 to 131Jul 2, 2025 to Feb 6, 2026
- Advisory employees · 4 to 5Jul 2, 2025 to Feb 6, 2026
- Advisory activities · 1 to 2Jul 2, 2025 to Feb 6, 2026
- BD registered reps · 3 to 4Jul 2, 2025 to Feb 6, 2026
- HNW clients · 55 to 60Jul 2, 2025 to Feb 6, 2026
- Discretionary RAUM · $184M to $233MJul 2, 2025 to Feb 6, 2026
- HNW RAUM · $127M to $173MJul 2, 2025 to Feb 6, 2026
- Individual RAUM · $54.8M to $57.9MJul 2, 2025 to Feb 6, 2026
- RAUM · $184M to $233MJul 2, 2025 to Feb 6, 2026
- Financial planning clients · 0 to 0Feb 6, 2025 to Jul 2, 2025
- Accounts · 88 to 112Jul 1, 2024 to Feb 6, 2025
- Advisory employees · 2 to 4Jul 1, 2024 to Feb 6, 2025
- BD registered reps · 4 to 3Jul 1, 2024 to Feb 6, 2025
- Charity clients · 0 to 2Jul 1, 2024 to Feb 6, 2025
- HNW clients · 35 to 55Jul 1, 2024 to Feb 6, 2025
- Employees · 7 to 8Jul 1, 2024 to Feb 6, 2025
- Discretionary RAUM · $135M to $184MJul 1, 2024 to Feb 6, 2025
- HNW RAUM · $95.5M to $127MJul 1, 2024 to Feb 6, 2025
- Individual RAUM · $39.9M to $54.8MJul 1, 2024 to Feb 6, 2025
- RAUM · $135M to $184MJul 1, 2024 to Feb 6, 2025
- Accounts · 78 to 88Jul 7, 2023 to Feb 2, 2024
- BD registered reps · 3 to 4Jul 7, 2023 to Feb 2, 2024
- HNW clients · 28 to 35Jul 7, 2023 to Feb 2, 2024
- Individual clients · 50 to 55Jul 7, 2023 to Feb 2, 2024
- Employees · 5 to 7Jul 7, 2023 to Feb 2, 2024
- Discretionary RAUM · $113M to $135MJul 7, 2023 to Feb 2, 2024
- HNW RAUM · $79.6M to $95.5MJul 7, 2023 to Feb 2, 2024
- Individual RAUM · $33.4M to $39.9MJul 7, 2023 to Feb 2, 2024
- RAUM · $113M to $135MJul 7, 2023 to Feb 2, 2024
- Accounts · 65 to 78Feb 3, 2022 to Feb 23, 2023
- Advisory employees · 1 to 2Feb 3, 2022 to Feb 23, 2023
- HNW clients · 49 to 28Feb 3, 2022 to Feb 23, 2023
- Individual clients · 16 to 50Feb 3, 2022 to Feb 23, 2023
- Discretionary RAUM · $120M to $113MFeb 3, 2022 to Feb 23, 2023
- HNW RAUM · $105M to $79.6MFeb 3, 2022 to Feb 23, 2023
- Individual RAUM · $15.0M to $33.4MFeb 3, 2022 to Feb 23, 2023
- RAUM · $120M to $113MFeb 3, 2022 to Feb 23, 2023
Signals
3 dated events
- M•••• D••••• A•••• (Chief Investment Officer) appeared on Schedule A of Q•• C•••••• M••••••••• I••Feb 23, 2023 · Control person joined · fact
- Herbert Joel Ravitz (Chairman, Ceo, Director) no longer on Schedule A of Q•• C•••••• M••••••••• I•• (listed 2022-02-03, absent 2023-02-23)Feb 23, 2023 · Control person left · inference
- Q•• C•••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Nov 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@q•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 310-473-4411reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/90428530/admin/feed/postsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- q•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-473-4411reportedpublic record, Form ADV, Apr 29, 2026
- Contact form
- q•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026