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Advisor at SECURA FINANCIAL
ORANGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURA FINANCIAL | Independent wealth | Jan 1, 2026 | n/a | yes | ORANGE, CA | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jan 22, 2014 | Dec 31, 2014 | no | ORANGE, CA|TAMPA, FL | Previous registration |
| LUCIA CAPITAL GROUP | Former SEC adviser | Jun 12, 2012 | Dec 18, 2012 | no | SAN DIEGO, CA | Previous registration |
| BERNZOTT CAPITAL ADVISORS | Independent wealth | Nov 2, 2011 | Dec 16, 2011 | no | CAMARILLO, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Feb 21, 2007 | Feb 18, 2009 | no | BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | SECURA FINANCIAL | Dec 31, 2014 | Jan 1, 2026 | 4,019 | Firm change after gap | Other |
| LUCIA CAPITAL GROUP | J. W. COLE ADVISORS, INC. | Dec 18, 2012 | Jan 22, 2014 | 400 | Firm change | Other |
| BERNZOTT CAPITAL ADVISORS | LUCIA CAPITAL GROUP | Dec 16, 2011 | Jun 12, 2012 | 179 | Firm change | Other |
| STRATEGIC ADVISERS LLC | BERNZOTT CAPITAL ADVISORS | Feb 18, 2009 | Nov 2, 2011 | 987 | Firm change after gap | Other |