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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BERNZOTT CAPITAL ADVISORS

BERNZOTT CAPITAL ADVISORS, CRD 104583

CAMARILLO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00a6d8d5-c795-7287-b3dc-f50ec8cec198

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 16
On other graphs: 0
Observed: Nov 8, 2011 to Apr 20, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.74 fund_share=0.02 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $265MItem 5.F on the latest filing (2026-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $260M
Private client RAUM: $196MderivedItem 5.D individuals plus high net worth individuals
Private client share: 74%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $88.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 406
Individual clients: 39
High net worth clients: 145
Custody, client assets: $53.0M
SEC number: 801-56940
CIK: 1260468
CRD: 104583
Filings on the tape: 41
First filed: Nov 8, 2011
Latest filed: Apr 20, 2026
Organised: Corporation, TX
Website: bernzott.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN BERNZOTT	n/a	CAMARILLO, CA	6	32	n/a	no
MARK ALEXANDER SCOTT	n/a	CAMARILLO, CA	1	13	n/a	no
Curtis Joel DeBoni	n/a	CAMARILLO, CA	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERNZOTT, KEVIN	Founder	C	yes	09/1997	Nov 8, 2011	Apr 11, 2024
SCOTT, MARK, ALEXANDER	CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER	Na	yes	08/2023	Aug 23, 2023	Apr 11, 2024
BERNZOTT, MARILYN, STEVENS	Shareholder	B	no	09/2005	Nov 8, 2011	Apr 11, 2024
Karansky, Jeffrey	DIRECTOR, OFFICER	Na	no	12/2023	Mar 25, 2024	Apr 11, 2024
SIMON, PRISCILLA, ANN	DIRECTOR, OFFICER, TREASURER	Na	no	12/2023	Mar 2, 2020	Apr 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$265M	$260M	3	2	0	n/a	n/a
2024	Apr 28, 2025	$285M	$279M	4	3	0	n/a	n/a
2023	Mar 25, 2024	$311M	$311M	4	3	0	n/a	n/a
2022	Mar 28, 2023	$682M	$682M	8	5	1	n/a	n/a
2021	Mar 31, 2022	$1.2B	$1.2B	11	5	2	n/a	n/a
2020	Mar 19, 2021	$1.2B	$1.2B	11	4	2	n/a	n/a
2019	Mar 2, 2020	$1.0B	$1.0B	10	3	2	n/a	n/a
2018	Mar 30, 2019	$794M	$794M	9	4	1	n/a	n/a
2017	Mar 30, 2018	$854M	$854M	10	4	1	n/a	n/a
2016	Mar 24, 2017	$655M	$655M	11	5	n/a	n/a	n/a
2015	Jan 25, 2016	$577M	$577M	10	5	n/a	n/a	n/a
2014	Jan 19, 2015	$529M	$529M	11	6	n/a	n/a	n/a
2013	Mar 31, 2014	$503M	$503M	10	5	n/a	n/a	n/a
2012	Apr 1, 2013	$449M	$449M	8	3	n/a	n/a	n/a
2011	Mar 26, 2012	$346M	$346M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$265M	$285M	-6.9%	$682M	-27.0%	3	4	0	0

Relationships

Registered with (7)

← Curtis Joel DeBoniAdvisorregistration: current employment
May 18, 2026 to presentfactForm ADV
← MARK ALEXANDER SCOTTAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← KEVIN BERNZOTTAdvisorregistration: current employment
Feb 20, 2020 to presentfactForm ADV
← Patrick Alexander FischoederAdvisorregistration: previous registration
Mar 16, 2021 to Oct 30, 2023factForm ADV
← PETER EUGENE GIROLAMOAdvisorregistration: previous registration
Jan 7, 2015 to Oct 30, 2017factForm ADV
← BRENT LEE HONEAAdvisorregistration: previous registration
Nov 2, 2011 to Dec 16, 2011factForm ADV
← STEPHEN RICHARD SOPERAdvisorregistration: previous registration
Aug 15, 2007 to Dec 17, 2007factForm ADV

Controls (2)

← BERNZOTT, KEVINOwnerFOUNDER, ownership code C, individual
Nov 8, 2011 to Apr 11, 2024factForm ADV
← SCOTT, MARK, ALEXANDEROwnerCHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 23, 2023 to Apr 11, 2024factForm ADV

Owns (3)

← SIMON, PRISCILLA, ANNOwnerDIRECTOR, OFFICER, TREASURER, ownership code NA, individual
Mar 2, 2020 to Apr 11, 2024factForm ADV
← BERNZOTT, MARILYN, STEVENSOwnerSHAREHOLDER, ownership code B, individual
Nov 8, 2011 to Apr 11, 2024factForm ADV
← Karansky, JeffreyOwnerDIRECTOR, OFFICER, ownership code NA, individual
Mar 25, 2024 to Apr 11, 2024factForm ADV

Dated events

Occurred
Mar 25, 2024
Regulatory AUM changed
Bernzott Capital Advisors reported RAUM $311.1M, down 54% from $682.0M (2024-01-17 to 2024-03-25)
Form ADVobserved 4 days ago
$-371M
Occurred
Oct 30, 2023
Advisor changed firm
Patrick Alexander Fischoeder left Bernzott Capital Advisors for Anchor Capital Advisors Llc (registered 2024-03-06)
Form ADVobserved 4 days ago
Occurred
Aug 23, 2023
Control person joined
Alexander Mark Scott (Chief Compliance Officer) appeared on Schedule A of Bernzott Capital Advisors
Form ADVobserved 4 days ago
Occurred
Aug 23, 2023
Control person left
Robert Jeffrey Gates (Cco) no longer on Schedule A of Bernzott Capital Advisors (listed 2023-03-28, absent 2023-08-23)
Form ADVobserved 4 days ago
Occurred
Aug 23, 2023
Control person left
Michael Sean Greely (Managing Director) no longer on Schedule A of Bernzott Capital Advisors (listed 2023-03-28, absent 2023-08-23)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Regulatory AUM changed
Bernzott Capital Advisors reported RAUM $682.0M, down 45% from $1.2B (2022-11-23 to 2023-03-28)
Form ADVobserved 4 days ago
$-563M
Occurred
Mar 28, 2023
Control person joined
Michael Sean Greely (Managing Director) appeared on Schedule A of Bernzott Capital Advisors
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Control person left
Ann Priscilla Simon (Cfo) no longer on Schedule A of Bernzott Capital Advisors (listed 2022-11-23, absent 2023-03-28)
Form ADVobserved 4 days ago
Occurred
Nov 23, 2022
Control person left
Thomas Hans Walsh (Cco) no longer on Schedule A of Bernzott Capital Advisors (listed 2022-03-31, absent 2022-11-23)
Form ADVobserved 4 days ago
Occurred
Nov 23, 2022
Control person joined
Robert Jeffrey Gates (Cco) appeared on Schedule A of Bernzott Capital Advisors
Form ADVobserved 4 days ago
Occurred
Nov 16, 2020
Control person left
Anthony Thomas Derse (President) no longer on Schedule A of Bernzott Capital Advisors (listed 2020-06-26, absent 2020-11-16)
Form ADVobserved 4 days ago
Occurred
Nov 16, 2020
Control person left
Thomas Scott Larson (Vice President & Cio) no longer on Schedule A of Bernzott Capital Advisors (listed 2020-06-26, absent 2020-11-16)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2020
Succession filed (Item 4)
Bernzott Capital Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2020
Regulatory AUM changed
Bernzott Capital Advisors reported RAUM $1.0B, up 32% from $793.8M (2019-03-30 to 2020-03-02)
Form ADVobserved 4 days ago
$253M
Occurred
Mar 2, 2020
Control person joined
Ann Priscilla Simon (Cfo) appeared on Schedule A of Bernzott Capital Advisors
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Bernzott Capital Advisors reported RAUM $854.4M, up 30% from $655.3M (2017-05-17 to 2018-03-30)
Form ADVobserved 4 days ago
$199M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00a6d8d5-c795-7287-b3dc-f50ec8cec198
First observed: Nov 8, 2011
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BERNZOTT CAPITAL ADVISORS

BERNZOTT CAPITAL ADVISORS, CRD 104583

CAMARILLO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00a6d8d5-c795-7287-b3dc-f50ec8cec198

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN BERNZOTT

n/a

CAMARILLO, CA

n/a

MARK ALEXANDER SCOTT

n/a

CAMARILLO, CA

n/a

Curtis Joel DeBoni

n/a

CAMARILLO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERNZOTT, KEVIN

Founder

yes

09/1997

Nov 8, 2011

Apr 11, 2024

SCOTT, MARK, ALEXANDER

CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER

yes

08/2023

Aug 23, 2023

Apr 11, 2024

BERNZOTT, MARILYN, STEVENS

Shareholder

09/2005

Nov 8, 2011

Apr 11, 2024

Karansky, Jeffrey

DIRECTOR, OFFICER

12/2023

Mar 25, 2024

Apr 11, 2024

SIMON, PRISCILLA, ANN

DIRECTOR, OFFICER, TREASURER

12/2023

Mar 2, 2020

Apr 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 20, 2026

$265M

$260M

n/a

2024

Apr 28, 2025

$285M

$279M

n/a

2023

Mar 25, 2024

$311M

n/a

2022

Mar 28, 2023

$682M

n/a

2021

Mar 31, 2022

$1.2B

n/a

2020

Mar 19, 2021

$1.2B

n/a

2019

Mar 2, 2020

$1.0B

n/a

2018

Mar 30, 2019

$794M

n/a

2017

Mar 30, 2018

$854M

n/a

2016

Mar 24, 2017

$655M

n/a

2015

Jan 25, 2016

$577M

n/a

2014

Jan 19, 2015

$529M

n/a

2013

Mar 31, 2014

$503M

n/a

2012

Apr 1, 2013

$449M

n/a

2011

Mar 26, 2012

$346M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$265M

$285M

-6.9%

$682M

-27.0%