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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WISCONSIN WEALTH ADVISORS, LLC

CRD 145946

SUN PRAIRIE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:830a8b14-ced8-8338-5e97-066ef1d4e21f

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2012 to Aug 17, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $158MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $155M
Private client RAUM: $154MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $52.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 290
Individual clients: 262
High net worth clients: 22
SEC number: 801-133696
CRD: 145946
Filings on the tape: 20
First filed: Jan 25, 2012
Latest filed: Aug 17, 2026
Organised: Limited Liability Company, WI
Website: wiwealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRIS ALLEN SWENSON	n/a	SUN PRAIRIE, WI	10	25	1	yes
PATRICK CHARLES FOSDICK	Certified Financial Planner	SUN PRAIRIE, WI	9	18	1	yes
Shaun Michael Balding	n/a	SUN PRAIRIE, WI	8	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SWENSON, CHRIS, ALLEN	OWNER/CHIEF COMPLIANCE OFFICER	E	yes	07/2015	Jul 31, 2015	Mar 18, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TERRY BALDING & ASSOCIATES	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Madison	Wi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$158M	$155M	3	3	1	n/a	n/a
2015	Feb 18, 2016	$53.4M	$53.3M	4	4	n/a	n/a	n/a
2014	Mar 5, 2015	$127M	$127M	6	6	n/a	n/a	n/a
2013	Feb 20, 2014	$123M	$123M	7	7	n/a	n/a	n/a
2012	Mar 7, 2013	$138M	$138M	5	5	n/a	n/a	n/a
2011	Jan 25, 2012	$123M	$120M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$158M	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Registered with (6)

← PATRICK CHARLES FOSDICKAdvisorregistration: current employment
Nov 11, 2024 to presentfactForm ADV
← Shaun Michael BaldingAdvisorregistration: current employment
Dec 22, 2017 to presentfactForm ADV
← CHRIS ALLEN SWENSONAdvisorregistration: previous registration
Apr 3, 2009 to Feb 18, 2016factForm ADV
← ALLEN JOSEPH MAHNKEAdvisorregistration: previous registration
Oct 16, 2013 to Apr 2, 2015factForm ADV
← SUSAN LYNN OLSONAdvisorregistration: previous registration
May 20, 2010 to Jun 4, 2013factForm ADV
← DAVID SCOTT LAKEAdvisorregistration: previous registration
Dec 10, 2008 to Nov 30, 2010factForm ADV

Controls (1)

← SWENSON, CHRIS, ALLENOwnerOWNER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 31, 2015 to Mar 18, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:830a8b14-ced8-8338-5e97-066ef1d4e21f
First observed: Jan 25, 2012
Last observed: Aug 17, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WISCONSIN WEALTH ADVISORS, LLC

CRD 145946

SUN PRAIRIE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:830a8b14-ced8-8338-5e97-066ef1d4e21f

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRIS ALLEN SWENSON

n/a

SUN PRAIRIE, WI

yes

PATRICK CHARLES FOSDICK

Certified Financial Planner

SUN PRAIRIE, WI

yes

Shaun Michael Balding

n/a

SUN PRAIRIE, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SWENSON, CHRIS, ALLEN

OWNER/CHIEF COMPLIANCE OFFICER

yes

07/2015

Jul 31, 2015

Mar 18, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TERRY BALDING & ASSOCIATES

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Madison

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$158M

$155M

n/a

2015

Feb 18, 2016

$53.4M

$53.3M

n/a

2014

Mar 5, 2015

$127M

n/a

2013

Feb 20, 2014

$123M

n/a

2012

Mar 7, 2013

$138M

n/a

2011

Jan 25, 2012

$123M

$120M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$158M

n/a