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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ALLEN JOSEPH MAHNKE

Advisor at MERIT FINANCIAL ADVISORS

De Pere, WI | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:2cd9d8ef-7e39-a67c-0053-02de9898abe5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERIT FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 3, 2009
First registration: Sep 4, 2009
Dual registered: yes, broker-dealer
Other names: A.J. JOSEPH MAHNKE|AJ MAHNKE
IAPD individual key: 5657810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERIT FINANCIAL ADVISORS	Bd affiliated wealth	May 1, 2023	n/a	yes	De Pere, WI\|ALPHARETTA, GA	Current employment
HARBOUR INVESTMENTS, INC.	Independent wealth	Jan 28, 2016	May 1, 2023	no	DEPERE, WI	Previous registration
WISCONSIN WEALTH ADVISORS, LLC	Independent wealth	Oct 16, 2013	Apr 2, 2015	no	SUN PRAIRIE, WI	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 15, 2012	Apr 10, 2013	no	WHEATON, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 4, 2009	Jul 8, 2011	no	SHAWANO, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARBOUR INVESTMENTS, INC.	MERIT FINANCIAL ADVISORS	May 1, 2023	May 1, 2023	0	Firm change	RIA to RIA
WISCONSIN WEALTH ADVISORS, LLC	HARBOUR INVESTMENTS, INC.	Apr 2, 2015	Jan 28, 2016	301	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	WISCONSIN WEALTH ADVISORS, LLC	Apr 10, 2013	Oct 16, 2013	189	Firm change	Other
EQUITABLE ADVISORS, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jul 8, 2011	Aug 15, 2012	404	Firm change after gap	Other

Relationships

Registered with (5)

→ MERIT FINANCIAL ADVISORSRegistered adviserregistration: current employment
May 1, 2023 to presentfactForm ADV
→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 28, 2016 to May 1, 2023factForm ADV
→ WISCONSIN WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 16, 2013 to Apr 2, 2015factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 15, 2012 to Apr 10, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to Jul 8, 2011factForm ADV

Dated events

Occurred
May 1, 2023
Advisor changed firm
Allen Joseph Mahnke left Harbour Investments, Inc. for Merit Financial Advisors (registered 2023-05-01)
Form ADVobserved 4 days ago