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RIA / WealthAdvisordual registered (broker-dealer)15 years in industrynot currently registered

ADAM ELIOT TRUITT

Advisor at LPL FINANCIAL LLC

Mifflintown, PA | Harrisburg, PA | SAN DIEGO, CA | MIFFLINTOWN, PA

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Search this name across graphsid dfx:ria:8314fc40-c93f-1f09-e6ca-dbf44b3b9414

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 29, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 27, 2010
First registration: Sep 29, 2010
Dual registered: yes, broker-dealer
Other names: ADAM TRUITT|ADAM ELIOT TRUITT
IAPD individual key: 5225368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 16, 2025	n/a	yes	Harrisburg, PA\|Mifflintown, PA\|SAN DIEGO, CA\|MIFFLINTOWN, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	May 28, 2025	no	PORT ALLEGANY, PA\|COUDERSPORT, PA\|MIFFLINTOWN, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Feb 13, 2017	Jun 29, 2023	no	MIFFLINTOWN, PA\|COUDERSPORT, PA\|BURNHAM, PA\|LEWISTOWN, PA\|PORT ROYAL, PA\|LIVERPOOL, PA\|BLAIRS MILLS, PA\|MIFFLINTOWN, PA\|RICHFIELD, PA\|PORT ALLEGANY, PA\|LEWISTOWN, PA\|REEDSVILLE, PA\|MIFFLINTOWN, PA\|MILLERSTOWN, PA\|PORT ALLEGANY, PA\|MCALISTERVILLE, PA\|Kish Creek Plaza, PA\|Spring Run, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 18, 2015	Feb 17, 2017	no	LEESPORT, PA\|SAN DIEGO, CA\|HAMBURG, PA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 18, 2012	Feb 6, 2015	no	LEWISTOWN, PA\|MIFFLINTOWN, PA\|MIFFLINTOWN, PA\|MONTOURSVILLE, PA\|MIFFLINTOWN, PA\|Lewistown, PA\|BELLEVILLE, PA\|MOUNT UNION, PA\|MCCLURE, PA	Previous registration
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Sep 29, 2010	Jul 18, 2012	no	MIFFLINTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	May 28, 2025	May 16, 2025	-12	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CETERA ADVISOR NETWORKS LLC	Feb 17, 2017	Feb 13, 2017	-4	Firm change	Other
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 6, 2015	Feb 18, 2015	12	Firm change	Other
SORRENTO PACIFIC FINANCIAL, LLC	OSAIC INSTITUTIONS, INC.	Jul 18, 2012	Jul 18, 2012	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:PA:2025-05-28	May 28, 2025	May 16, 2025	COUDERSPORT, PA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 18, 2015 to Feb 17, 2017factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to May 28, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Feb 13, 2017 to Jun 29, 2023factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 18, 2012 to Feb 6, 2015factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Sep 29, 2010 to Jul 18, 2012factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 28, 2025
Advisor changed firm
Adam Eliot Truitt left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2025-05-16)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Adam Eliot Truitt no longer holds an investment adviser registration (last listed at Lpl Financial Llc on the 2026-09-16 feed)