RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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A••• E•••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2025 · Harrisburg, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to May 28, 2025 · Port Allegany, Pa
- C••••• A•••••• N••••••• L•• formerFeb 13, 2017 to Jun 29, 2023 · Mifflintown, Pa
- L•• F•••••••• L•• BD affiliatedFeb 18, 2015 to Feb 17, 2017 · Leesport, Pa
- O•••• I••••••••• I••• BD affiliatedJul 18, 2012 to Feb 6, 2015 · Lewistown, Pa
- S••••••• P•••••• F••••••••• L•• formerSep 29, 2010 to Jul 18, 2012 · Mifflintown, Pa
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left May 28, 2025, registered May 16, 2025 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Feb 17, 2017, registered Feb 13, 2017 (-4 days) · Other
- O•••• I••••••••• I••• to L•• F•••••••• L••left Feb 6, 2015, registered Feb 18, 2015 (12 days) · Other
- S••••••• P•••••• F••••••••• L•• to O•••• I••••••••• I•••left Jul 18, 2012, registered Jul 18, 2012 (0 days) · Other
- A••• E•••• T••••• no longer holds an investment adviser registration (last listed at L•• F•••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · a•••••• registration ended · derived
- A••• E•••• T••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-05-16)May 28, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address