DFX Intelligence

N••• W•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

N••• W•••• D•••••

Advisor at T• R••• P•••• A••••••••• I•••

Scottsdale, AZ

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• R••• P•••• A••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• R••• P•••• A••••••••• I•••	Asset manager	Jan 24, 2019	n/a	yes	Scottsdale, AZ	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Jul 31, 2015	Nov 26, 2018	no	MINNEAPOLIS, MN\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	T• R••• P•••• A••••••••• I•••	Nov 26, 2018	Jan 24, 2019	59	Firm change	Other
N•••••••• B••••• B• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	Jul 27, 2015	Jul 31, 2015

Relationships

Registered with (3)

→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: current employment
Jan 24, 2019 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2015 to Nov 26, 2018factForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Mar 12, 2014 to Jul 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 12, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.