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C•••••• S• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C•••••• S• G•••••

Advisor at H••• I••••••••• S•••••••• L••

MANHASSET, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:832d81a5-077a-c053-f5b5-94d92b9a4e1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• I••••••••• S•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• I••••••••• S•••••••• L••	Other adviser	Jan 23, 2024	n/a	yes	CHICAGO, IL\|MANHASSET, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 23, 2022	Oct 17, 2022	no	CHICAGO, IL\|Franklin, IL\|NEW YORK, NY\|CHICAGO, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	H••• I••••••••• S•••••••• L••	Oct 17, 2022	Jan 23, 2024	463	Firm change after gap	Other

Relationships

Registered with (2)

→ H••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 23, 2022 to Oct 17, 2022factForm ADV

Dated events

Occurred
Oct 17, 2022
Advisor changed firm
C•••••• S• G••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H••• I••••••••• S•••••••• L•• (registered 2024-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:832d81a5-077a-c053-f5b5-94d92b9a4e1e
First observed: Aug 23, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.