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Advisor at SMITH SALLEY WEALTH MANAGEMENT
GREENSBORO, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMITH SALLEY WEALTH MANAGEMENT | Independent wealth | Apr 1, 2022 | n/a | yes | GREENSBORO, NC | Current employment |
| BEACON POINTE ADVISORS, LLC | Independent wealth | May 4, 2021 | Feb 28, 2022 | no | Greensboro, NC|Durham, NC|NEWPORT BEACH, CA | Previous registration |
| DMJ WEALTH ADVISORS, LLC | Former SEC adviser | Feb 3, 2020 | May 10, 2021 | no | DURHAM, NC|GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | SMITH SALLEY WEALTH MANAGEMENT | Feb 28, 2022 | Apr 1, 2022 | 32 | Firm change | RIA to RIA |
| DMJ WEALTH ADVISORS, LLC | BEACON POINTE ADVISORS, LLC | May 10, 2021 | May 4, 2021 | -6 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 301042:119290:NC:2021-05-10 | May 10, 2021 | May 4, 2021 | GREENSBORO, NC | Firm change |