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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SMITH SALLEY WEALTH MANAGEMENT

SMITH, SALLEY & ASSOCIATES, LLC, CRD 129614

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57baae10-edb2-8333-7c7e-21cfa0b49300

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 5
On other graphs: 0
Observed: Mar 7, 2012 to Sep 9, 2026
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $2.9BItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $2.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $170Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 15
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 3,203
Individual clients: 410
High net worth clients: 683
Custody, client assets: $391M
SEC number: 801-62538
CIK: 1482012
CRD: 129614
Filings on the tape: 52
First filed: Mar 7, 2012
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GEORGE GREGORY SMITH	n/a	GREENBORO, NC	22	22	1	no
EDMUND SCOTT BATCHELOR	Certified Financial Planner	GREENSBORO, NC	19	20	n/a	no
HUGO BRIAN MAY	n/a	GREENSBORO, NC	17	25	n/a	no
JAMES BLAKE GUYLER	Chartered Financial Analyst	GREENSBORO, NC	12	21	3	no
GEORGE LEONARD WYATT	n/a	GREENSBORO, NC	11	13	n/a	no
WILLIAM ANDREW DONOVAN	Certified Financial Planner	GREENSBORO, NC	11	11	n/a	no
Allen James Ropp	Certified Financial Planner	GREENSBORO, NC	8	11	n/a	no
Andrew R. Clark	Certified Financial Planner	GREENSBORO, NC	8	10	1	no
NADI RASEM TADROS	Chartered Financial Analyst	GREENSBORO, NC	5	24	n/a	no
PASQUALE ERRICHIELLO	Certified Financial Planner	GREENSBORO, NC	5	16	2	no
Anna Susan Haldeman	n/a	GREENSBORO, NC	4	14	n/a	no
Erin Michaele Fowlkes	n/a	GREENSBORO, NC	4	10	2	no
JACOB OWEN COLLINSWORTH	Certified Financial Planner\|Chartered Financial Analyst	GREENSBORO, NC	3	18	n/a	no
Benjamin Gordon Bailey	Certified Financial Planner	GREENSBORO, NC	2	11	4	no
BRADLEY NELSON BURK	Certified Financial Planner	Mooresville, NC \| GREENSBORO, NC	0	11	2	no
Robert Forest Boulton	n/a	GREENSBORO, NC	0	13	n/a	no
Eric Gregory Barnett	Certified Financial Planner	GREENSBORO, NC	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATCHELOR, EDMUND, SCOTT	MEMBER/CHIEF EXECUTIVE OFFICER OFFICER/MEMBER	B	yes	04/2007	Sep 9, 2026	Sep 9, 2026
SMITH, GEORGE, GREGORY	MANAGING MEMBER/CHAIRMAN	C	yes	11/2003	Sep 9, 2026	Sep 9, 2026
MAY, HUGO, BRIAN	CHIEF COMPLIANCE OFFICER/MEMBER	Na	yes	08/2016	Sep 6, 2016	Dec 9, 2024
DONOVAN, WILLIAM, ANDREW	Member	B	no	10/2016	Sep 9, 2026	Sep 9, 2026
ERRICHIELLO, PASQUALE	Member	A	no	04/2022	Sep 9, 2026	Sep 9, 2026
Clark, Andrew, R.	Member	Na	no	12/2021	Mar 21, 2022	Dec 9, 2024
DAVIS, ANDREW, DOUGLAS	Member	A	no	03/2007	Mar 7, 2012	Dec 9, 2024
GUYLER, JAMES, BLAKE	Member	Na	no	10/2016	Jan 26, 2017	Dec 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	1	no
Durham	Nc	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$2.9B	$2.9B	19	16	4	n/a	n/a
2024	Mar 31, 2025	$2.3B	$2.3B	19	15	3	n/a	n/a
2023	Feb 29, 2024	$3.1B	$3.1B	18	15	3	n/a	n/a
2022	Mar 27, 2023	$2.7B	$2.7B	17	13	2	n/a	n/a
2021	Mar 21, 2022	$2.7B	$2.7B	17	13	2	n/a	n/a
2020	Mar 13, 2021	$2.0B	$2.0B	15	14	3	n/a	n/a
2019	Mar 3, 2020	$1.7B	$1.7B	15	14	3	n/a	n/a
2018	Feb 11, 2019	$1.4B	$1.4B	12	12	1	n/a	n/a
2017	Mar 27, 2018	$1.3B	$1.3B	12	12	1	n/a	n/a
2016	Jan 26, 2017	$1.2B	$1.2B	11	11	n/a	n/a	n/a
2015	Feb 19, 2016	$1.1B	$1.1B	9	9	n/a	n/a	n/a
2014	Mar 6, 2015	$1.0B	$1.0B	8	8	n/a	n/a	n/a
2013	Mar 5, 2014	$332M	$330M	7	6	n/a	n/a	n/a
2012	Jan 18, 2013	$245M	$244M	6	6	n/a	n/a	n/a
2011	Mar 7, 2012	$186M	$186M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	11.8%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$2.3B	23.4%	$2.7B	2.2%	18	19	3	3

Relationships

Registered with (20)

← Eric Gregory BarnettAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← Robert Forest BoultonAdvisorregistration: current employment
Nov 7, 2025 to presentfactForm ADV
← BRADLEY NELSON BURKAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Benjamin Gordon BaileyAdvisorregistration: current employment
Apr 30, 2024 to presentfactForm ADV
← JACOB OWEN COLLINSWORTHAdvisorregistration: current employment
Jan 23, 2023 to presentfactForm ADV
← Erin Michaele FowlkesAdvisorregistration: current employment
Apr 1, 2022 to presentfactForm ADV
← Anna Susan HaldemanAdvisorregistration: current employment
Feb 11, 2022 to presentfactForm ADV
← PASQUALE ERRICHIELLOAdvisorregistration: current employment
Feb 22, 2021 to presentfactForm ADV
← NADI RASEM TADROSAdvisorregistration: current employment
Feb 17, 2021 to presentfactForm ADV
← Andrew R. ClarkAdvisorregistration: current employment
May 22, 2018 to presentfactForm ADV
← Allen James RoppAdvisorregistration: current employment
Oct 31, 2017 to presentfactForm ADV
← WILLIAM ANDREW DONOVANAdvisorregistration: current employment
Sep 11, 2015 to presentfactForm ADV
← GEORGE LEONARD WYATTAdvisorregistration: current employment
Oct 31, 2014 to presentfactForm ADV
← JAMES BLAKE GUYLERAdvisorregistration: current employment
Jul 3, 2014 to presentfactForm ADV
← HUGO BRIAN MAYAdvisorregistration: current employment
Mar 20, 2009 to presentfactForm ADV
← EDMUND SCOTT BATCHELORAdvisorregistration: current employment
Feb 23, 2007 to presentfactForm ADV
← GEORGE GREGORY SMITHAdvisorregistration: current employment
Jan 6, 2004 to presentfactForm ADV
← SHANNON DALE BURGETTAdvisorregistration: previous registration
Jul 11, 2023 to May 12, 2026factForm ADV
← ANDREW DOUGLAS DAVISAdvisorregistration: previous registration
Apr 21, 2006 to Jan 7, 2026factForm ADV
← ADAM RICHARD WOJTKOWSKIAdvisorregistration: previous registration
Jul 16, 2019 to Feb 25, 2022factForm ADV

Owns (5)

← DAVIS, ANDREW, DOUGLASOwnerMEMBER, ownership code A, individual
Mar 7, 2012 to Dec 9, 2024factForm ADV
← GUYLER, JAMES, BLAKEOwnerMEMBER, ownership code NA, individual
Jan 26, 2017 to Dec 9, 2024factForm ADV
← ERRICHIELLO, PASQUALEOwnerMEMBER, ownership code NA, individual
Mar 27, 2023 to Dec 9, 2024factForm ADV
← DONOVAN, WILLIAM, ANDREWOwnerMEMBER, ownership code B, individual
Jan 26, 2017 to Dec 9, 2024factForm ADV
← Clark, Andrew, R.OwnerMEMBER, ownership code NA, individual
Mar 21, 2022 to Dec 9, 2024factForm ADV

Controls (3)

← MAY, HUGO, BRIANOwnerCHIEF COMPLIANCE OFFICER/MEMBER, ownership code NA, individual
Sep 6, 2016 to Dec 9, 2024factForm ADV
← SMITH, GEORGE, GREGORYOwnerMANAGING MEMBER/CHAIRMAN, ownership code C, individual
Mar 7, 2012 to Dec 9, 2024factForm ADV
← BATCHELOR, EDMUND, SCOTTOwnerMEMBER/CHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 7, 2012 to Dec 9, 2024factForm ADV

Dated events

Occurred
May 12, 2026
Advisor changed firm
Shannon Dale Burgett left Smith Salley Wealth Management for Mercer Global Advisors Inc. (registered 2026-05-14)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2026
Advisor changed firm
Andrew Douglas Davis left Smith Salley Wealth Management for Atlantic Union Municipal Advisors, Inc (registered 2026-05-27)
Form ADVobserved 6 days ago
Occurred
Jun 11, 2024
Control person left
Mackay George Salley (Member/Chairman Emeritus) no longer on Schedule A of Smith Salley Wealth Management (listed 2024-05-01, absent 2024-06-11)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2022
Regulatory AUM changed
Smith Salley Wealth Management reported RAUM $2.7B, up 34% from $2.0B (2022-01-31 to 2022-03-21)
Form ADVobserved 6 days ago
$690M
Occurred
Feb 25, 2022
Advisor changed firm
Adam Richard Wojtkowski left Smith Salley Wealth Management for Northwest Asset Management (registered 2022-02-11)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57baae10-edb2-8333-7c7e-21cfa0b49300
First observed: Mar 7, 2012
Last observed: Sep 9, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMITH SALLEY WEALTH MANAGEMENT

SMITH, SALLEY & ASSOCIATES, LLC, CRD 129614

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57baae10-edb2-8333-7c7e-21cfa0b49300

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GEORGE GREGORY SMITH

n/a

GREENBORO, NC

EDMUND SCOTT BATCHELOR

Certified Financial Planner

GREENSBORO, NC

n/a

HUGO BRIAN MAY

n/a

GREENSBORO, NC

n/a

JAMES BLAKE GUYLER

Chartered Financial Analyst

GREENSBORO, NC

GEORGE LEONARD WYATT

n/a

GREENSBORO, NC

n/a

WILLIAM ANDREW DONOVAN

Certified Financial Planner

GREENSBORO, NC

n/a

Allen James Ropp

Certified Financial Planner

GREENSBORO, NC

n/a

Andrew R. Clark

Certified Financial Planner

GREENSBORO, NC

NADI RASEM TADROS

Chartered Financial Analyst

GREENSBORO, NC

n/a

PASQUALE ERRICHIELLO

Certified Financial Planner

GREENSBORO, NC

Anna Susan Haldeman

n/a

GREENSBORO, NC

n/a

Erin Michaele Fowlkes

n/a

GREENSBORO, NC

JACOB OWEN COLLINSWORTH

Certified Financial Planner|Chartered Financial Analyst

GREENSBORO, NC

n/a

Benjamin Gordon Bailey

Certified Financial Planner

GREENSBORO, NC

BRADLEY NELSON BURK

Certified Financial Planner

Mooresville, NC | GREENSBORO, NC

Robert Forest Boulton

n/a

GREENSBORO, NC

n/a

Eric Gregory Barnett

Certified Financial Planner

GREENSBORO, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATCHELOR, EDMUND, SCOTT

MEMBER/CHIEF EXECUTIVE OFFICER OFFICER/MEMBER

yes

04/2007

Sep 9, 2026

SMITH, GEORGE, GREGORY

MANAGING MEMBER/CHAIRMAN

yes

11/2003

Sep 9, 2026

MAY, HUGO, BRIAN

CHIEF COMPLIANCE OFFICER/MEMBER

yes

08/2016

Sep 6, 2016

Dec 9, 2024

DONOVAN, WILLIAM, ANDREW

Member

10/2016

Sep 9, 2026

ERRICHIELLO, PASQUALE

Member

04/2022

Sep 9, 2026

Clark, Andrew, R.

Member

12/2021

Mar 21, 2022

Dec 9, 2024

DAVIS, ANDREW, DOUGLAS

Member

03/2007

Mar 7, 2012

Dec 9, 2024

GUYLER, JAMES, BLAKE

Member

10/2016

Jan 26, 2017

Dec 9, 2024

City

State

Country

Employees

Also broker-dealer

Charlotte

United States

Durham

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$2.9B

n/a

2024

Mar 31, 2025

$2.3B

n/a

2023

Feb 29, 2024

$3.1B

n/a

2022

Mar 27, 2023

$2.7B

n/a

2021

Mar 21, 2022

$2.7B

n/a

2020

Mar 13, 2021

$2.0B

n/a

2019

Mar 3, 2020

$1.7B

n/a

2018

Feb 11, 2019

$1.4B

n/a

2017

Mar 27, 2018

$1.3B

n/a

2016

Jan 26, 2017

$1.2B

n/a

2015

Feb 19, 2016

$1.1B

n/a

2014

Mar 6, 2015

$1.0B

n/a

2013

Mar 5, 2014

$332M

$330M

n/a

2012

Jan 18, 2013

$245M

$244M

n/a

2011

Mar 7, 2012

$186M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

11.8%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.9B

$2.3B

23.4%

$2.7B

2.2%