DFX Intelligence
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Reading the graph
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Advisor at B••••••• W••••• A••••••• L••
MILTON, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• W••••• A••••••• L•• | Independent wealth | Jul 2, 2009 | n/a | yes | MILTON, GA | Current employment |
| T•••• A•••••••• L•• | Former SEC adviser | Apr 20, 2009 | Oct 19, 2009 | no | ATLANTA, GA|Milton, GA|DALLAS, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••• A•••••••• L•• | B••••••• W••••• A••••••• L•• | Oct 19, 2009 | Jul 2, 2009 | -109 | Firm change after gap | Other |
| L•• F•••••••• L•• | T•••• A•••••••• L•• | Apr 15, 2009 | Apr 20, 2009 |
| L•• F•••••••• L•• | Bd affiliated wealth | May 29, 2007 | Apr 15, 2009 | no | ROSWELL,, GA|FORT MILL, SC|ALPHARETTA, GA | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jun 21, 2005 | Jun 15, 2007 | no | DOUGLASVILLE, GA|ALPHARETTA, GA|DALLAS, GA | Previous registration |
| 5 |
| Firm change |
| Other |
| M••••• K••••• • C••••••• L•• | L•• F•••••••• L•• | Jun 15, 2007 | May 29, 2007 | -17 | Firm change | Other |