RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• A••• A•••••••
- B••••••• W••••• A••••••• L•• independent RIA currentsince Jul 2, 2009 · Milton, Ga
- T•••• A•••••••• L•• formerApr 20, 2009 to Oct 19, 2009 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedMay 29, 2007 to Apr 15, 2009 · Roswell,, Ga
- M••••• K••••• • C••••••• L•• formerJun 21, 2005 to Jun 15, 2007 · Douglasville, Ga
- T•••• A•••••••• L•• to B••••••• W••••• A••••••• L••left Oct 19, 2009, registered Jul 2, 2009 (-109 days) · Other
- L•• F•••••••• L•• to T•••• A•••••••• L••left Apr 15, 2009, registered Apr 20, 2009 (5 days) · Other
- M••••• K••••• • C••••••• L•• to L•• F•••••••• L••left Jun 15, 2007, registered May 29, 2007 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address