DFX Intelligence

N•••••• J••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N•••••• J••• C••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Tampa , FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8346803c-b578-09a9-7e70-de51f8d865e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 6, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 11, 2015	n/a	yes	TAMPA, FL\|Tampa , FL	Current employment
M••••• S••••••	Wirehouse	Aug 4, 2014	Nov 24, 2015	no	Tampa, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 24, 2015	Dec 11, 2015	17	Firm change	Wirehouse to wirehouse
N••••••••• M••••• I••••••••• S•••••••••	M••••• S••••••	Jul 28, 2014	Aug 4, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:FL:2015-11-18	Nov 24, 2015	Dec 11, 2015	TAMPA, FL	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Dec 11, 2015 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 4, 2014 to Nov 24, 2015factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 7, 2014 to Jul 28, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8346803c-b578-09a9-7e70-de51f8d865e1
First observed: May 7, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.