DFX Intelligence

J••••• R•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J••••• R•••••• C••••••

Advisor at W••••••••• R••••••••• A•••••••

South Jordan, UT | ALISO VIEJO, CA

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Search this name across graphsid dfx:ria:83497163-7afa-091e-1d05-4c03e4f3b682

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Nov 28, 2023	n/a	yes	South Jordan, UT\|ALISO VIEJO, CA	Current employment
D•••••••• W••••• A•••••••• L••	Former SEC adviser	Apr 21, 2017	Sep 30, 2024	no	SOUTH J•••••, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• W••••• A•••••••• L••	W••••••••• R••••••••• A•••••••	Sep 30, 2024	Nov 28, 2023	-307	Channel change	Other
M••••• S••••••	D•••••••• W••••• A•••••••• L••	Apr 24, 2017	Apr 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
286383:121254:UT:2024-09-30	Sep 30, 2024	Nov 28, 2023	SOUTH J•••••, UT	Firm change after gap
149777:286383:UT:2017-04-24	Apr 24, 2017	Apr 21, 2017	HOLLADAY, UT	Firm change

Relationships

Registered with (4)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ D•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2017 to Sep 30, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 24, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83497163-7afa-091e-1d05-4c03e4f3b682
First observed: Apr 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.