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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

ERIN K LEONARD

Advisor at STRATEGIC ADVISERS LLC

BENNINGTON, VT | ALBANY, NY

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Search this name across graphsid dfx:ria:83498e7b-ab19-2c0e-ee97-f966e7359c19

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66|S65
First exam: May 2, 2005
First registration: May 25, 2005
Dual registered: yes, broker-dealer
Other names: ERIN K LADLEY|ERIN K. LEONARD|ERIN K. LADLEY|ERIN K LEONARD|ERIN KATHLEEN LEONARD
IAPD individual key: 4967824

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	BENNINGTON, VT\|ALBANY, NY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 6, 2018	Mar 31, 2025	no	Albany, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 11, 2011	May 28, 2013	no	ALBANY, NY\|GLENMONT, NY\|ALBANY, NY	Previous registration
GARRISON ASSET MANAGEMENT, LLC	Former SEC adviser	Oct 5, 2009	Dec 31, 2011	no	BLUFFTON, SC	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 15, 2009	Sep 18, 2009	no	PITTSFIELD, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 6, 2009	Jun 4, 2009	no	SPRINGFIELD, MA	Previous registration
DION MONEY MANAGEMENT INC	n/a	May 25, 2005	Oct 31, 2006	no	WILLIAMSTOWN, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 28, 2013	Sep 6, 2018	1,927	Firm change after gap	Other
GARRISON ASSET MANAGEMENT, LLC	LPL FINANCIAL LLC	Dec 31, 2011	Jul 11, 2011	-173	Firm change after gap	Other
RAYMOND JAMES & ASSOCIATES, INC.	GARRISON ASSET MANAGEMENT, LLC	Sep 18, 2009	Oct 5, 2009	17	Firm change	Other
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jun 4, 2009	May 15, 2009	-20	Firm change	Wirehouse to ibd
DION MONEY MANAGEMENT INC	UBS FINANCIAL SERVICES INC.	Oct 31, 2006	Jan 6, 2009	798	Firm change after gap	Other

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 6, 2018 to Mar 31, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 11, 2011 to May 28, 2013factForm ADV
→ GARRISON ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Dec 31, 2011factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 15, 2009 to Sep 18, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 6, 2009 to Jun 4, 2009factForm ADV
→ DION MONEY MANAGEMENT INCRegistered adviserregistration: previous registration
May 25, 2005 to Oct 31, 2006factForm ADV

Dated events

No dated event names this entity yet.