DFX Intelligence

G••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

G••••••• A•••• M••••••••• L••

CRD 109706

FAYETTEVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d07c103c-fa37-7416-1101-355a16024f9b

Data as of Nov 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Nov 26, 2024
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $314M••• Locked
Discretionary RAUM: $301M
Private client RAUM: $274Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J••••• B•••••	MEMBER AND VICE PRESIDENT	C	yes	02/2017	Mar 30, 2012	Nov 26, 2024
B••••••• K••••• W••••••	MEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER	D	yes	02/2017	Mar 30, 2012	Nov 26, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$314M	$278M	13.1%	$274M	4.7%	4	4	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•• C•••••• M••••••••• L••	2	Jan 6, 2025	Jan 9, 2025	FAYETTEVILLE, AR	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← B••••••• K••••• W••••••OwnerMEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← B•••• J••••• B•••••OwnerMEMBER AND VICE PRESIDENT, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← B••••••• D••••••• T•••OwnerMEMBER, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV

Moved with (1)

→ M•• C•••••• M••••••••• L••

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
G••••••• A•••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $314.2M)
Form ADVobserved 7 days ago
$314M
Occurred
Jan 6, 2025
Team lift-out
2 advisors left G••••••• A•••• M••••••••• L•• (Fayetteville, AR) for M•• C•••••• M••••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Jan 6, 2025
Advisor changed firm
James Baxter Bell left G••••••• A•••• M••••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2025-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d07c103c-fa37-7416-1101-355a16024f9b
First observed: Mar 30, 2012
Last observed: Nov 26, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.