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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Dennis J Harp

Advisor at LPL FINANCIAL LLC

SHEFFIELD VILLAGE, OH | FAIRVIEW PARK, OH

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Search this name across graphsid dfx:ria:835b9c2c-8355-d6ec-0c59-b4387dd6857f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 19, 2001
First registration: Dec 9, 2005
Dual registered: yes, broker-dealer
Other names: DENNIS J HARP|DENNIS JAMES HARP
IAPD individual key: 1184266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 7, 2024	n/a	yes	SHEFFIELD VILLAGE, OH\|FAIRVIEW PARK, OH	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Jul 11, 2023	Mar 21, 2024	no	Broadview Heights, OH	Previous registration
EDWARD JONES	National bd RIA	Feb 3, 2017	Jun 3, 2023	no	Elyria, OH\|ST LOUIS, MO\|NORTH RIDGEVILLE, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 12, 2011	Mar 2, 2017	no	BROADVIEW HEIGHTS, OH\|Westlake, OH\|NEW YORK, NY	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 29, 2007	Aug 23, 2011	no	CLEVELAND, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 9, 2005	May 21, 2007	no	BROADVIEW HEIGHTS, OH\|BOARDMAN, OH\|BROADVIEW HEIGHTS, OH\|BOARDMAN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	LPL FINANCIAL LLC	Mar 21, 2024	Feb 7, 2024	-43	Firm change after gap	Ibd to ibd
EDWARD JONES	STRATOS WEALTH PARTNERS, LTD	Jun 3, 2023	Jul 11, 2023	38	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	EDWARD JONES	Mar 2, 2017	Feb 3, 2017	-27	Firm change	Other
MML INVESTORS SERVICES, LLC	MSI FINANCIAL SERVICES, INC.	Aug 23, 2011	Sep 12, 2011	20	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	May 21, 2007	Nov 29, 2007	192	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 7, 2024 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Jul 11, 2023 to Mar 21, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 3, 2017 to Jun 3, 2023factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 12, 2011 to Mar 2, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 29, 2007 to Aug 23, 2011factForm ADV

Dated events

Occurred
Mar 21, 2024
Advisor changed firm
Dennis J Harp left Stratos Wealth Partners, Ltd for Lpl Financial Llc (registered 2024-02-07)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2023
Advisor changed firm
Dennis J Harp left Edward Jones for Stratos Wealth Partners, Ltd (registered 2023-07-11)
Form ADVobserved 6 days ago