DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dennis J Harp

LPL Financial LLCBD affiliatedSheffield Village, Oh dual registrantIAPD 1184266

Feed of 09/15/2026

Also filed as Dennis J Harp

At current firm

2 y

since Feb 7, 2024

In the industry

25 y

since Jan 19, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 7, 2024 · Sheffield Village, Oh
Stratos Wealth Partners, Ltd BD affiliated
Jul 11, 2023 to Mar 21, 2024 · Broadview Heights, Oh
Edward Jones national BD
Feb 3, 2017 to Jun 3, 2023 · Elyria, Oh
Msi Financial Services, Inc. former
Sep 12, 2011 to Mar 2, 2017 · Broadview Heights, Oh
MML Investors Services, LLC BD affiliated
Nov 29, 2007 to Aug 23, 2011 · Cleveland, Oh
Msi Financial Services, Inc. former
Dec 9, 2005 to May 21, 2007 · Broadview Heights, Oh

Moves

a registration end followed by a registration begin elsewhere

Stratos Wealth Partners, Ltd to LPL Financial LLC
left Mar 21, 2024, registered Feb 7, 2024 (-43 days) · Affiliated broker-dealer or bank to another
Edward Jones to Stratos Wealth Partners, Ltd
left Jun 3, 2023, registered Jul 11, 2023 (38 days) · Affiliated broker-dealer or bank to another
Msi Financial Services, Inc. to Edward Jones
left Mar 2, 2017, registered Feb 3, 2017 (-27 days) · Other
MML Investors Services, LLC to Msi Financial Services, Inc.
left Aug 23, 2011, registered Sep 12, 2011 (20 days) · Other
Msi Financial Services, Inc. to MML Investors Services, LLC
left May 21, 2007, registered Nov 29, 2007 (192 days) · Other

Signals

Dennis J Harp left Stratos Wealth Partners, Ltd for Lpl Financial Llc (registered 2024-02-07)
Mar 21, 2024 · Advisor changed firm · fact
Dennis J Harp left Edward Jones for Stratos Wealth Partners, Ltd (registered 2023-07-11)
Jun 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address