DFX Intelligence

D•••••• A• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

D•••••• A• C•••••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:835c66f4-1180-4b02-4488-a34885df2f0d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 11, 2014	n/a	yes	YOUNGSTOWN, OH\|WEXFORD, PA\|POLAND, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 14, 2012	Feb 12, 2014	no	MENTOR, OH\|YOUNGSTOWN, OH\|CHESTERLAND, OH\|CHARDON, OH\|AUSTINTOWN, OH\|YOUNGSTOWN, OH\|CANFIELD, OH\|JOHNSTOWN, PA\|CANFIELD, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Feb 12, 2014	Feb 11, 2014	-1	Firm change	Other
J••• M••••• S••••••••• L••	L•• F•••••••• L••	Dec 5, 2012	Dec 14, 2012

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 11, 2014 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2012 to Feb 12, 2014factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Dec 5, 2012factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:835c66f4-1180-4b02-4488-a34885df2f0d
First observed: Jun 16, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.