D•••••• A• C•••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Feb 11, 2014 · Youngstown, Oh
• L•• F•••••••• L•• BD affiliated
  Dec 14, 2012 to Feb 12, 2014 · Mentor, Oh
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Dec 5, 2012 · Girard, Oh
• C•••• I••••••••• S••••••• C•••• former
  Jun 16, 2009 to Oct 1, 2012 · Poland, Oh

• L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Feb 12, 2014, registered Feb 11, 2014 (-1 days) · Other
• J••• M••••• S••••••••• L•• to L•• F•••••••• L••
  left Dec 5, 2012, registered Dec 14, 2012 (9 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address