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Reading the graph
Advisor at LEGACY GLOBAL MANAGEMENT, L.L.C.
CHESAPEAKE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY GLOBAL MANAGEMENT, L.L.C. | State registered | Mar 29, 2011 | n/a | yes | CHESAPEAKE, VA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 2, 2006 | Jun 23, 2008 | no | NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LEGACY GLOBAL MANAGEMENT, L.L.C. | Jun 23, 2008 | Mar 29, 2011 | 1,009 | Firm change after gap | Wirehouse to state RIA |