DFX Intelligence

M•••••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M•••••• A••• T•••••

Advisor at C•••••• A•••• M••••••••• L••

CHICAGO, IL | Menlo Park, CA

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Search this name across graphsid dfx:ria:8369fdb1-c3e1-c667-3130-087c496c6f22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Aug 4, 2025	n/a	yes	CHICAGO, IL\|Menlo Park, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Sep 30, 2015	May 17, 2023	no	MENLO PARK, CA\|SAN FRANCISCO, CA\|Palo Alto, CA\|Menlo Park, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	C•••••• A•••• M••••••••• L••	May 17, 2023	Aug 4, 2025	810	Firm change after gap	Ibd to RIA
C••••••••• W••••• A••••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	Oct 1, 2015	Sep 30, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:288566:CA:2023-05-10	May 17, 2023	Aug 4, 2025	MENLO PARK, CA	Firm change after gap
142502:108559:NY:2015-09-30	Oct 1, 2015	Sep 30, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 30, 2015 to May 17, 2023factForm ADV
→ C••••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Mar 12, 2008 to Oct 1, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
May 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8369fdb1-c3e1-c667-3130-087c496c6f22
First observed: Dec 17, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.