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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Nilesh Imanuel Christian

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX | East Walpole, MA

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Search this name across graphsid dfx:ria:836c7079-e1ee-c503-2866-1a4633cd8295

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 16, 2000
First registration: Mar 19, 2001
Dual registered: yes, broker-dealer
Other names: Neil Imanuel Christian|Nilesh Christian|Neil Christian
IAPD individual key: 2447323

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 9, 2023	n/a	yes	Westlake, TX\|East Walpole, MA	Current employment
HERITAGE FINANCIAL SERVICES	Former SEC adviser	Mar 1, 2022	Aug 8, 2022	no	WESTWOOD, MA	Previous registration
Mariner	Bd affiliated wealth	Apr 12, 2018	Jul 12, 2018	no	OVERLAND PARK, KS	Previous registration
CREATIVE PLANNING	Independent wealth	Jan 11, 2017	Apr 9, 2018	no	Plano, TX\|OVERLAND PARK, KS	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 22, 2006	Apr 13, 2016	no	BOSTON, MA\|SMITHFIELD, RI	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Apr 26, 2005	Aug 8, 2006	no	WESTLAKE, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 19, 2001	Aug 8, 2006	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE FINANCIAL SERVICES	CHARLES SCHWAB & CO., INC.	Aug 8, 2022	Mar 9, 2023	213	Firm change	RIA to ibd
Mariner	HERITAGE FINANCIAL SERVICES	Jul 12, 2018	Mar 1, 2022	1,328	Firm change after gap	RIA to RIA
CREATIVE PLANNING	Mariner	Apr 9, 2018	Apr 12, 2018	3	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	CREATIVE PLANNING	Apr 13, 2016	Jan 11, 2017	273	Firm change	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL TRUST COMPANY, FSB	Aug 8, 2006	Apr 26, 2005	-469	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	STRATEGIC ADVISERS LLC	Aug 8, 2006	Sep 22, 2006	45	Firm change	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Mar 9, 2023 to presentfactForm ADV
→ HERITAGE FINANCIAL SERVICESRegistered adviserregistration: previous registration
Mar 1, 2022 to Aug 8, 2022factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 12, 2018 to Jul 12, 2018factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Jan 11, 2017 to Apr 9, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 22, 2006 to Apr 13, 2016factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Apr 26, 2005 to Aug 8, 2006factForm ADV

Dated events

Occurred
Aug 8, 2022
Advisor changed firm
Nilesh Imanuel Christian left Heritage Financial Services for Charles Schwab & Co., Inc. (registered 2023-03-09)
Form ADVobserved 4 days ago