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RIA / WealthAdvisor38 years in industry

KAREN LOUISE GARCIA

Advisor at GEOWEALTH MANAGEMENT LLC

CHICAGO, IL | Littleton, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:836cca65-eaf5-b426-e2e3-bd59dd59df72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Karen Louise Garcia

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GEOWEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 29, 1988
First registration: Jan 1, 1999
Dual registered: no
IAPD individual key: 1797312

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GEOWEALTH MANAGEMENT LLC	Independent wealth	Jan 5, 2026	n/a	yes	CHICAGO, IL\|Littleton, CO	Current employment
FIRST ASCENT ASSET MANAGEMENT, LLC	Former SEC adviser	Oct 13, 2017	Mar 25, 2024	no	DENVER, CO	Previous registration
INVESTMENT CONSULTING GROUP LLC	n/a	Jan 1, 1999	Oct 27, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ASCENT ASSET MANAGEMENT, LLC	GEOWEALTH MANAGEMENT LLC	Mar 25, 2024	Jan 5, 2026	651	Firm change after gap	RIA to RIA
INVESTMENT CONSULTING GROUP LLC	FIRST ASCENT ASSET MANAGEMENT, LLC	Oct 27, 2003	Oct 13, 2017	5,100	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281470:148222:CO:2024-03-25	Mar 25, 2024	Jan 5, 2026	DENVER, CO	Firm change after gap

Relationships

Registered with (3)

→ GEOWEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ FIRST ASCENT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 13, 2017 to Mar 25, 2024factForm ADV
→ INVESTMENT CONSULTING GROUP LLCRegistered adviserregistration: previous registration
Jan 1, 1999 to Oct 27, 2003factForm ADV

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
Karen Louise Garcia left First Ascent Asset Management, Llc for Geowealth Management Llc (registered 2026-01-05)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:836cca65-eaf5-b426-e2e3-bd59dd59df72
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KAREN LOUISE GARCIA

Advisor at GEOWEALTH MANAGEMENT LLC

CHICAGO, IL | Littleton, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:836cca65-eaf5-b426-e2e3-bd59dd59df72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GEOWEALTH MANAGEMENT LLC

Independent wealth

Jan 5, 2026

n/a

yes

CHICAGO, IL|Littleton, CO

Current employment

FIRST ASCENT ASSET MANAGEMENT, LLC

Former SEC adviser

Oct 13, 2017

Mar 25, 2024

DENVER, CO

Previous registration

INVESTMENT CONSULTING GROUP LLC

n/a

Jan 1, 1999

Oct 27, 2003

DENVER, CO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST ASCENT ASSET MANAGEMENT, LLC

GEOWEALTH MANAGEMENT LLC

Mar 25, 2024

Jan 5, 2026

651

Firm change after gap

RIA to RIA

INVESTMENT CONSULTING GROUP LLC

FIRST ASCENT ASSET MANAGEMENT, LLC

Oct 27, 2003

Oct 13, 2017

5,100

Firm change after gap

Other

Team

Left

Joined

From

Kind

281470:148222:CO:2024-03-25

Mar 25, 2024

Jan 5, 2026

DENVER, CO

Firm change after gap