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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

GEOWEALTH MANAGEMENT LLC

CRD 148222

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c95e014-7d00-9f2a-ef91-a84099787ff4

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 16
On other graphs: 0
Observed: Mar 30, 2012 to Mar 24, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $18BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.8B
Private client RAUM: $17BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 19
RAUM per advisor: $925Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 88
Advisory employees: 20
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 83,125
Individual clients: 47,696
High net worth clients: 2,729
SEC number: 801-71114
CIK: 1593387
CRD: 148222
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Justin E Farmer	n/a	CHICAGO, IL	12	12	n/a	no
COLIN JAMES FALLS	n/a	CHICAGO, IL	11	16	1	no
JOHN M HANNAH	n/a	Overland Park, KS \| CHICAGO, IL	11	15	1	no
WILLIAM ALEXANDER STEWART	Chartered Financial Analyst	CHICAGO, IL	11	16	1	no
DONAL BRENDAN FALLS	n/a	CHICAGO, IL	9	21	1	no
Joshua Luke Hagar	n/a	Austin, TX \| CHICAGO, IL	7	13	n/a	no
Timothy Douglass Arnold	n/a	CHICAGO, IL	6	18	n/a	no
Lindsey Brooke Repp	n/a	CHICAGO, IL	3	12	n/a	no
Jennifer Wing	n/a	CHICAGO, IL \| Greenwich, CT	3	10	n/a	no
Luke Harangody	n/a	CHICAGO, IL	3	11	n/a	no
Malcolm Ian MacKillop	n/a	CHICAGO, IL \| Denver, CO	2	10	1	no
ROBERT DARIO GEE	Chartered Financial Analyst	CHICAGO, IL \| Denver, CO	1	13	n/a	no
SAMUEL A SMITH	Chartered Financial Analyst	Denver, CO \| CHICAGO, IL	1	11	n/a	no
JOSEPH J MOONEY	n/a	San Ramon, CA \| CHICAGO, IL	0	24	3	no
PAMELA SUE NEVIL	n/a	CHICAGO, IL \| Queen Creek, AZ	0	43	2	no
MICHAEL JAMES MOONEY	n/a	Plainfield, NJ \| CHICAGO, IL	0	13	1	no
KAREN LOUISE GARCIA	n/a	CHICAGO, IL \| Littleton, CO	0	38	2	no
Charles D Staples	n/a	Benton, AR \| CHICAGO, IL	0	18	3	no
Jeff Pietryla	n/a	CHICAGO, IL	0	20	3	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GEOWEALTH MASTER FUND, L.P.	Hedge Fund	$805,927	Mar 23, 2015	3	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GEOWEALTH, LLC	MANAGING MEMBER	E	yes	03/2018	Mar 24, 2026	Mar 24, 2026
HANNAH, JOHN, M	PRESIDENT, CHIEF OPERATING OFFICER	Na	yes	07/2019	Mar 24, 2026	Mar 24, 2026
LIEBERMAN, EVAN, CORY	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Mar 24, 2026	Mar 24, 2026
Riesenberg, Bethany, L.	SENIOR VICE PRESIDENT, FINANCE AND HR	Na	yes	01/2024	Mar 24, 2026	Mar 24, 2026
FALLS, COLIN, JAMES	Ceo	Na	yes	08/2013	Mar 31, 2014	Oct 14, 2024
GEOWEALTH ENTERPRISES, LLC	Member	E	yes	03/2018	Mar 29, 2019	Oct 14, 2024
GEOWEALTH HOLDINGS LLC	Member	E	yes	12/2004	Mar 30, 2012	Oct 14, 2024
I.A. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSY	Shareholder	C	yes	07/2000	Mar 30, 2012	Oct 14, 2024
L.G. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSY	Shareholder	C	yes	07/2000	Mar 30, 2012	Oct 14, 2024
MONTREAUX, INC.	Shareholder	E	yes	07/2000	Mar 30, 2012	Oct 14, 2024
PHOENIX CAPITAL GROUP, INC.	Shareholder	E	yes	07/2000	Mar 30, 2012	Oct 14, 2024
THE GLOBE RESOURCES GROUP INC	Member	E	yes	12/2004	Jul 2, 2019	Oct 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$18B	$6.8B	88	20	1	n/a	n/a
2024	Mar 31, 2025	$14B	$4.8B	60	19	0	n/a	n/a
2023	Mar 28, 2024	$12B	$5.8B	60	20	0	n/a	n/a
2022	Mar 30, 2023	$7.5B	$2.9B	45	14	1	n/a	n/a
2021	Mar 29, 2022	$7.9B	$4.5B	39	13	1	n/a	n/a
2020	Mar 30, 2021	$4.5B	$2.6B	32	13	1	n/a	n/a
2019	Apr 16, 2020	$2.0B	$349M	29	11	1	n/a	n/a
2018	Mar 29, 2019	$995M	$599M	23	9	1	n/a	n/a
2017	Mar 30, 2018	$677M	$487M	20	7	1	n/a	n/a
2016	Mar 31, 2017	$459M	$350M	16	7	n/a	n/a	n/a
2015	Feb 17, 2016	$407M	$309M	13	7	n/a	n/a	n/a
2014	Mar 23, 2015	$503M	$280M	9	7	n/a	1	$805,927
2013	Mar 31, 2014	$325M	$293M	8	2	n/a	1	$440,630
2012	Mar 28, 2013	$248M	$248M	6	2	n/a	1	$3.4M
2011	Mar 30, 2012	$210M	$210M	n/a	n/a	n/a	1	$299,223

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
6	1	5	5.3%	1	0	0	8	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18B	$14B	29.1%	$7.5B	32.6%	88	60	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FREEDOM INVESTMENT MANAGEMENT, INC.	2	Jul 31, 2025	Oct 28, 2025	SOUTH WINDSOR, CT	Team lift out	RIA to RIA	14.3%
FIRST ASCENT ASSET MANAGEMENT, LLC	3	Mar 25, 2024	Jan 5, 2026	DENVER, CO	Firm absorbed	RIA to RIA	75.0%

Relationships

Registered with (22)

← Jeff PietrylaAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← KAREN LOUISE GARCIAAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Charles D StaplesAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← MICHAEL JAMES MOONEYAdvisorregistration: current employment
Oct 28, 2025 to presentfactForm ADV
← PAMELA SUE NEVILAdvisorregistration: current employment
Oct 23, 2025 to presentfactForm ADV
← JOSEPH J MOONEYAdvisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← SAMUEL A SMITHAdvisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← ROBERT DARIO GEEAdvisorregistration: current employment
Feb 6, 2025 to presentfactForm ADV
← Malcolm Ian MacKillopAdvisorregistration: current employment
May 3, 2024 to presentfactForm ADV
← Luke HarangodyAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← Jennifer WingAdvisorregistration: current employment
Jan 31, 2023 to presentfactForm ADV
← Lindsey Brooke ReppAdvisorregistration: current employment
Oct 31, 2022 to presentfactForm ADV
← Timothy Douglass ArnoldAdvisorregistration: current employment
Jul 22, 2020 to presentfactForm ADV
← Joshua Luke HagarAdvisorregistration: current employment
Sep 22, 2018 to presentfactForm ADV
← DONAL BRENDAN FALLSAdvisorregistration: current employment
Jan 13, 2017 to presentfactForm ADV
← WILLIAM ALEXANDER STEWARTAdvisorregistration: current employment
Jan 12, 2015 to presentfactForm ADV
← COLIN JAMES FALLSAdvisorregistration: current employment
Nov 14, 2014 to presentfactForm ADV
← JOHN M HANNAHAdvisorregistration: current employment
Nov 14, 2014 to presentfactForm ADV
← Justin E FarmerAdvisorregistration: current employment
Sep 18, 2014 to presentfactForm ADV
← BROOK CAMPBELLAdvisorregistration: previous registration
Jul 22, 2020 to Feb 12, 2026factForm ADV
← ERIC MICHAEL BARRAdvisorregistration: previous registration
Nov 9, 2016 to Jun 16, 2025factForm ADV
← PATRICK JAMES KRULIKAdvisorregistration: previous registration
Apr 26, 2024 to Jul 16, 2024factForm ADV

Affiliated with (1)

← FIRST ASCENT ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (2)

← FIRST ASCENT ASSET MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Mar 25, 2024 to Jan 5, 2026factForm ADV
← FREEDOM INVESTMENT MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Jul 31, 2025 to Oct 28, 2025factForm ADV

Controls (11)

← LIEBERMAN, EVAN, CORYOwnerSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 13, 2019 to Oct 14, 2024factForm ADV
← FALLS, COLIN, JAMESOwnerCEO, ownership code NA, individual
Mar 31, 2014 to Oct 14, 2024factForm ADV
← HANNAH, JOHN, MOwnerPRESIDENT, CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2014 to Oct 14, 2024factForm ADV
← Riesenberg, Bethany, L.OwnerSENIOR VICE PRESIDENT, FINANCE, ownership code NA, individual
Mar 28, 2024 to Oct 14, 2024factForm ADV
← GEOWEALTH ENTERPRISES, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2019 to Oct 14, 2024factForm ADV
← GEOWEALTH HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Oct 14, 2024factForm ADV
← I.A. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSYOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 30, 2012 to Oct 14, 2024factForm ADV
← L.G. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSYOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 30, 2012 to Oct 14, 2024factForm ADV
← MONTREAUX, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Oct 14, 2024factForm ADV
← PHOENIX CAPITAL GROUP, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Oct 14, 2024factForm ADV
← THE GLOBE RESOURCES GROUP INCOwnerMEMBER, ownership code E, domestic entity
Jul 2, 2019 to Oct 14, 2024factForm ADV

Advises (1)

→ GEOWEALTH MASTER FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 23, 2015factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 24, 2026
Regulatory AUM changed
Geowealth Management Llc reported RAUM $17.6B, up 29% from $13.6B (2025-11-07 to 2026-03-24)
Form ADVobserved 3 days ago
$4.0B
Occurred
Feb 12, 2026
Advisor changed firm
Brook Campbell left Geowealth Management Llc for Signal Advisors Wealth, Llc (registered 2026-08-28)
Form ADVobserved 3 days ago
Occurred
Jul 31, 2025
Team lift-out
2 advisors left Freedom Investment Management, Inc. (South Windsor, CT) for Geowealth Management LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jun 16, 2025
Advisor changed firm
Eric Michael Barr left Geowealth Management Llc for Signal Advisors Wealth, Llc (registered 2025-06-17)
Form ADVobserved 3 days ago
Occurred
Jul 16, 2024
Advisor changed firm
Patrick James Krulik left Geowealth Management Llc for Ima Advisory Services, Inc. (registered 2024-08-19)
Form ADVobserved 3 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Geowealth Management Llc reported RAUM $12.3B, up 63% from $7.5B (2023-04-24 to 2024-03-28)
Form ADVobserved 3 days ago
$4.8B
Occurred
Mar 28, 2024
Control person joined
L. Bethany Riesenberg (Senior Vice President, Finance) appeared on Schedule A of Geowealth Management Llc
Form ADVobserved 3 days ago
Occurred
Mar 28, 2024
Control person left
Colin Ruthven (Chief Technology Officer) no longer on Schedule A of Geowealth Management Llc (listed 2023-04-24, absent 2024-03-28)
Form ADVobserved 3 days ago
Occurred
Mar 25, 2024
Firm absorbed
First Ascent Asset Management, LLC's advisors moved to Geowealth Management LLC (Denver, CO): 4 of 4 registered, on the same day
Form ADVobserved 3 days ago
4 advisors
Occurred
Mar 29, 2022
Regulatory AUM changed
Geowealth Management Llc reported RAUM $7.9B, up 74% from $4.5B (2021-12-14 to 2022-03-29)
Form ADVobserved 3 days ago
$3.4B
Occurred
Mar 30, 2021
Regulatory AUM changed
Geowealth Management Llc reported RAUM $4.5B, up 122% from $2.0B (2020-05-04 to 2021-03-30)
Form ADVobserved 3 days ago
$2.5B
Occurred
Apr 16, 2020
Regulatory AUM changed
Geowealth Management Llc reported RAUM $2.0B, up 106% from $995.2M (2019-12-13 to 2020-04-16)
Form ADVobserved 3 days ago
$1.1B
Occurred
Aug 13, 2019
Control person joined
Cory Evan Lieberman (Vice President, Chief Compliance Officer) appeared on Schedule A of Geowealth Management Llc
Form ADVobserved 3 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Geowealth Management Llc reported RAUM $995.2M, up 47% from $676.6M (2018-03-30 to 2019-03-29)
Form ADVobserved 3 days ago
$319M
Occurred
Mar 30, 2018
Regulatory AUM changed
Geowealth Management Llc reported RAUM $676.6M, up 47% from $459.3M (2018-01-02 to 2018-03-30)
Form ADVobserved 3 days ago
$217M

Show 1 bookkeeping events

Occurred
Apr 16, 2020
Geowealth Management Llc reported 10 state-registered advisory representatives, up from 0 (2019-12-13 to 2020-04-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c95e014-7d00-9f2a-ef91-a84099787ff4
First observed: Mar 30, 2012
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GEOWEALTH MANAGEMENT LLC

CRD 148222

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c95e014-7d00-9f2a-ef91-a84099787ff4

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Justin E Farmer

n/a

CHICAGO, IL

n/a

COLIN JAMES FALLS

n/a

CHICAGO, IL

JOHN M HANNAH

n/a

Overland Park, KS | CHICAGO, IL

WILLIAM ALEXANDER STEWART

Chartered Financial Analyst

CHICAGO, IL

DONAL BRENDAN FALLS

n/a

CHICAGO, IL

Joshua Luke Hagar

n/a

Austin, TX | CHICAGO, IL

n/a

Timothy Douglass Arnold

n/a

CHICAGO, IL

n/a

Lindsey Brooke Repp

n/a

CHICAGO, IL

n/a

Jennifer Wing

n/a

CHICAGO, IL | Greenwich, CT

n/a

Luke Harangody

n/a

CHICAGO, IL

n/a

Malcolm Ian MacKillop

n/a

CHICAGO, IL | Denver, CO

ROBERT DARIO GEE

Chartered Financial Analyst

CHICAGO, IL | Denver, CO

n/a

SAMUEL A SMITH

Chartered Financial Analyst

Denver, CO | CHICAGO, IL

n/a

JOSEPH J MOONEY

n/a

San Ramon, CA | CHICAGO, IL

PAMELA SUE NEVIL

n/a

CHICAGO, IL | Queen Creek, AZ

MICHAEL JAMES MOONEY

n/a

Plainfield, NJ | CHICAGO, IL

KAREN LOUISE GARCIA

n/a

CHICAGO, IL | Littleton, CO

Charles D Staples

n/a

Benton, AR | CHICAGO, IL

Jeff Pietryla

n/a

CHICAGO, IL

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GEOWEALTH MASTER FUND, L.P.

Hedge Fund

$805,927

Mar 23, 2015

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GEOWEALTH, LLC

MANAGING MEMBER

yes

03/2018

Mar 24, 2026

HANNAH, JOHN, M

PRESIDENT, CHIEF OPERATING OFFICER

yes

07/2019

Mar 24, 2026

LIEBERMAN, EVAN, CORY

SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 24, 2026

Riesenberg, Bethany, L.

SENIOR VICE PRESIDENT, FINANCE AND HR

yes

01/2024

Mar 24, 2026

FALLS, COLIN, JAMES

Ceo

yes

08/2013

Mar 31, 2014

Oct 14, 2024

GEOWEALTH ENTERPRISES, LLC

Member

yes

03/2018

Mar 29, 2019

Oct 14, 2024

GEOWEALTH HOLDINGS LLC

Member

yes

12/2004

Mar 30, 2012

Oct 14, 2024

I.A. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSY

Shareholder

yes

07/2000

Mar 30, 2012

Oct 14, 2024

L.G. O'SHAUGHNESSY TRUST, FBO GERALD E. O'SHAUGHNESSY

Shareholder

yes

07/2000

Mar 30, 2012

Oct 14, 2024

MONTREAUX, INC.

Shareholder

yes

07/2000

Mar 30, 2012

Oct 14, 2024

PHOENIX CAPITAL GROUP, INC.

Shareholder

yes

07/2000

Mar 30, 2012

Oct 14, 2024

THE GLOBE RESOURCES GROUP INC

Member

yes

12/2004

Jul 2, 2019

Oct 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$18B

$6.8B

n/a

2024

Mar 31, 2025

$14B

$4.8B

n/a

2023

Mar 28, 2024

$12B

$5.8B

n/a

2022

Mar 30, 2023

$7.5B

$2.9B

n/a

2021

Mar 29, 2022

$7.9B

$4.5B

n/a

2020

Mar 30, 2021

$4.5B

$2.6B

n/a

2019

Apr 16, 2020

$2.0B

$349M

n/a

2018

Mar 29, 2019

$995M

$599M

n/a

2017

Mar 30, 2018

$677M

$487M

n/a

2016

Mar 31, 2017

$459M

$350M

n/a

2015

Feb 17, 2016

$407M

$309M

n/a

2014

Mar 23, 2015

$503M

$280M

n/a

$805,927

2013

Mar 31, 2014

$325M

$293M

n/a

$440,630

2012

Mar 28, 2013

$248M

n/a

$3.4M

2011

Mar 30, 2012

$210M

n/a

$299,223

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$18B

$14B

29.1%

$7.5B

32.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FREEDOM INVESTMENT MANAGEMENT, INC.

Jul 31, 2025

Oct 28, 2025

SOUTH WINDSOR, CT

Team lift out

RIA to RIA

14.3%

FIRST ASCENT ASSET MANAGEMENT, LLC

Mar 25, 2024

Jan 5, 2026

DENVER, CO

Firm absorbed

RIA to RIA

75.0%