DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at H FINANCIAL MANAGEMENT
CANONSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H FINANCIAL MANAGEMENT | Independent wealth | Feb 24, 2009 | n/a | yes | CANONSBURG, PA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 1, 2004 | Jun 17, 2009 | no | MORGANTOWN, WV|GREENWOOD VILLAGE, CO|CANONSBURG, PA | Previous registration |
| VESTAX SECURITIES CORPORATION | n/a | Mar 24, 2000 | Jan 1, 2004 | no | CANONSBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | H FINANCIAL MANAGEMENT | Jun 17, 2009 | Feb 24, 2009 | -113 | Firm change after gap | Other |
| VESTAX SECURITIES CORPORATION | CETERA ADVISORS LLC | Jan 1, 2004 | Jan 1, 2004 | 0 | Firm change | Other |