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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H FINANCIAL MANAGEMENT

HOGE FINANCIAL SERVICES, LLC, CRD 148209

CANONSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91e7ac83-3076-5e3c-13c2-0a2e745b3cfd

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2012 to Sep 11, 2026
65 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd= related_bank= bd_reps=4.0
Regulatory AUM: $622MItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $570M
Private client RAUM: $556MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $104Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,678
Individual clients: 378
High net worth clients: 166
SEC number: 801-69665
CRD: 148209
Filings on the tape: 65
First filed: Feb 21, 2012
Latest filed: Sep 11, 2026
Organised: Limited Liability Company, PA
Website: hfinancialmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARRETT STEWART HOGE	Certified Financial Planner\|Chartered Financial Consultant	CANONSBURG, PA	17	41	2	yes
JEFFREY ANDREW KARNS	n/a	CANONSBURG, PA	14	19	1	yes
Jessica B Lee	n/a	CANONSBURG, PA	6	29	1	no
KENT DAVID ALOIA	Certified Financial Planner	CANONSBURG, PA	6	18	n/a	yes
AMANDA Oswald Booth	n/a	CANONSBURG, PA	5	21	n/a	yes
DEBRA MARIE PARRISH	n/a	CANONSBURG, PA	1	26	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOGE FINANCIAL HOLDINGS, LLC	Member	E	yes	09/2021	Sep 9, 2021	Nov 19, 2024
HOGE LEGACY, LLC	MANAGING MEMBER	E	yes	09/2021	Sep 9, 2021	Nov 19, 2024
HOGE, GARRETT, STEWART	Member	E	yes	09/2021	Feb 21, 2012	Nov 19, 2024
HOGE, GARRETT, STEWART	Member	Na	yes	09/2021	Feb 21, 2012	Nov 19, 2024
ALOIA, KENT, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	03/2021	Mar 22, 2021	Nov 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$622M	$570M	6	6	0	n/a	n/a
2024	Feb 20, 2025	$534M	$488M	6	6	0	n/a	n/a
2023	Mar 19, 2024	$460M	$393M	5	5	0	n/a	n/a
2022	Mar 29, 2023	$388M	$330M	5	5	0	n/a	n/a
2021	Jan 18, 2022	$441M	$376M	5	5	0	n/a	n/a
2020	Mar 22, 2021	$374M	$305M	5	5	0	n/a	n/a
2019	Mar 23, 2020	$445M	$386M	5	5	0	n/a	n/a
2018	Mar 22, 2019	$283M	$229M	4	4	1	n/a	n/a
2017	Mar 21, 2018	$291M	$224M	4	4	1	n/a	n/a
2016	Mar 31, 2017	$255M	$180M	4	4	n/a	n/a	n/a
2015	Jan 25, 2016	$218M	$151M	4	4	n/a	n/a	n/a
2014	Jan 14, 2015	$223M	$138M	4	4	n/a	n/a	n/a
2013	Jan 16, 2014	$175M	$118M	4	4	n/a	n/a	n/a
2012	Jan 15, 2013	$152M	$100M	4	4	n/a	n/a	n/a
2011	Feb 21, 2012	$132M	$75.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$622M	$534M	16.5%	$388M	17.0%	6	6	0	0

Relationships

Registered with (10)

← DEBRA MARIE PARRISHAdvisorregistration: current employment
Jan 28, 2025 to presentfactForm ADV
← AMANDA Oswald BoothAdvisorregistration: current employment
Apr 19, 2021 to presentfactForm ADV
← KENT DAVID ALOIAAdvisorregistration: current employment
Jul 31, 2020 to presentfactForm ADV
← Jessica B LeeAdvisorregistration: current employment
Jul 17, 2020 to presentfactForm ADV
← JEFFREY ANDREW KARNSAdvisorregistration: current employment
May 22, 2012 to presentfactForm ADV
← GARRETT STEWART HOGEAdvisorregistration: current employment
Feb 24, 2009 to presentfactForm ADV
← DAVID WARREN HOFFMANNAdvisorregistration: previous registration
Apr 23, 2019 to Sep 10, 2020factForm ADV
← RYAN SCOTT HEIDERAdvisorregistration: previous registration
Aug 17, 2018 to Feb 15, 2019factForm ADV
← JOSHUA REED STEINAdvisorregistration: previous registration
Feb 27, 2009 to Mar 11, 2009factForm ADV
← MELISSA JEAN STEINAdvisorregistration: previous registration
Feb 24, 2009 to Mar 11, 2009factForm ADV

Controls (3)

← HOGE, GARRETT, STEWARTOwnerMEMBER, ownership code E, individual
Feb 21, 2012 to Nov 19, 2024factForm ADV
← HOGE FINANCIAL HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 9, 2021 to Nov 19, 2024factForm ADV
← HOGE LEGACY, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Sep 9, 2021 to Nov 19, 2024factForm ADV

Owns (1)

← ALOIA, KENT, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2021 to Nov 19, 2024factForm ADV

Dated events

Occurred
Mar 23, 2020
Regulatory AUM changed
H Financial Management reported RAUM $444.7M, up 57% from $283.4M (2019-09-05 to 2020-03-23)
Form ADVobserved 5 days ago
$161M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91e7ac83-3076-5e3c-13c2-0a2e745b3cfd
First observed: Feb 21, 2012
Last observed: Sep 11, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

H FINANCIAL MANAGEMENT

HOGE FINANCIAL SERVICES, LLC, CRD 148209

CANONSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91e7ac83-3076-5e3c-13c2-0a2e745b3cfd

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARRETT STEWART HOGE

Certified Financial Planner|Chartered Financial Consultant

CANONSBURG, PA

yes

JEFFREY ANDREW KARNS

n/a

CANONSBURG, PA

yes

Jessica B Lee

n/a

CANONSBURG, PA

KENT DAVID ALOIA

Certified Financial Planner

CANONSBURG, PA

n/a

yes

AMANDA Oswald Booth

n/a

CANONSBURG, PA

n/a

yes

DEBRA MARIE PARRISH

n/a

CANONSBURG, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOGE FINANCIAL HOLDINGS, LLC

Member

yes

09/2021

Sep 9, 2021

Nov 19, 2024

HOGE LEGACY, LLC

MANAGING MEMBER

yes

09/2021

Sep 9, 2021

Nov 19, 2024

HOGE, GARRETT, STEWART

Member

yes

09/2021

Feb 21, 2012

Nov 19, 2024

HOGE, GARRETT, STEWART

Member

yes

09/2021

Feb 21, 2012

Nov 19, 2024

ALOIA, KENT, DAVID

CHIEF COMPLIANCE OFFICER

03/2021

Mar 22, 2021

Nov 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$622M

$570M

n/a

2024

Feb 20, 2025

$534M

$488M

n/a

2023

Mar 19, 2024

$460M

$393M

n/a

2022

Mar 29, 2023

$388M

$330M

n/a

2021

Jan 18, 2022

$441M

$376M

n/a

2020

Mar 22, 2021

$374M

$305M

n/a

2019

Mar 23, 2020

$445M

$386M

n/a

2018

Mar 22, 2019

$283M

$229M

n/a

2017

Mar 21, 2018

$291M

$224M

n/a

2016

Mar 31, 2017

$255M

$180M

n/a

2015

Jan 25, 2016

$218M

$151M

n/a

2014

Jan 14, 2015

$223M

$138M

n/a

2013

Jan 16, 2014

$175M

$118M

n/a

2012

Jan 15, 2013

$152M

$100M

n/a

2011

Feb 21, 2012

$132M

$75.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$622M

$534M

16.5%

$388M

17.0%