DFX Intelligence

Data Factory

R••••• C••••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor30 years in industry

R••••• C••••••••• H••••••

Advisor at W•••• I••••••••• A•••••••• L••

Brentwood, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8371e0aa-6169-0cce-2eff-0a653896b19b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Apr 14, 2023	n/a	yes	Brentwood, TN	Current employment
C•••••• C••••••• L••	Independent wealth	May 17, 2023	Feb 26, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••••• L••	n/a	Feb 26, 2025	n/a	n/a	Departure no registered destination	Departure
H•• C•••••• L••	W•••• I••••••••• A•••••••• L••	May 9, 2023	Apr 14, 2023

Relationships

Registered with (3)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 14, 2023 to presentfactForm ADV
→ C•••••• C••••••• L••Registered adviserregistration: previous registration
May 17, 2023 to Feb 26, 2025factForm ADV
→ H•• C•••••• L••Registered adviserregistration: previous registration
Aug 13, 2021 to May 9, 2023factForm ADV

Dated events

Occurred
Feb 26, 2025
Advisor departed, no destination yet
R••••• C••••••••• H•••••• no longer registered at C•••••• C••••••• L••; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
May 9, 2023
Advisor changed firm
R••••• C••••••••• H•••••• left H•• C•••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2023-04-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8371e0aa-6169-0cce-2eff-0a653896b19b
First observed: Aug 13, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.