DFX Intelligence

Data Factory

A••• E••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

A••• E••••• M•••••••••

Advisor at A•••• W••••• M••••••••• I•••

GUTHRIE CENTER, IA | Fort Collins, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8388318f-3413-ad4c-4c71-37ae2aea46b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• I•••	Independent wealth	Mar 9, 2026	n/a	yes	GUTHRIE CENTER, IA\|Fort Collins, CO	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Jul 15, 2024	Mar 6, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	A•••• W••••• M••••••••• I•••	Mar 6, 2026	Mar 9, 2026	3	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	I•••••••• A•••••••• L••	Jul 9, 2024

Relationships

Registered with (3)

→ A•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2024 to Mar 6, 2026factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 6, 2023 to Jul 9, 2024factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
A••• E••••• M••••••••• left I•••••••• A•••••••• L•• for A•••• W••••• M••••••••• I••• (registered 2026-03-09)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2024
Advisor changed firm
A••• E••••• M••••••••• left P••• A••••• S••••••••• L•• for I•••••••• A•••••••• L•• (registered 2024-07-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8388318f-3413-ad4c-4c71-37ae2aea46b5
First observed: Dec 6, 2023
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.