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Advisor at CREATIVE PLANNING
KNOXVILLE, TN | OVERLAND PARK, KS | NEWPORT BEACH, CA | Knoxville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Jan 23, 2026 | n/a | yes | Knoxville, TN|OVERLAND PARK, KS|Knoxville, TN | Current employment |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | Institutional manager | Dec 14, 2011 | n/a | yes | Knoxville, TN|NEWPORT BEACH, CA|KNOXVILLE, TN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Jan 23, 2026 | no | KNOXVILLE, TN | Previous registration |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | Former SEC adviser | Mar 16, 2016 | Dec 9, 2025 | no | Knoxville, TN|KNOXVILLE, TN|NEWPORT BEACH, CA|KNOXVILLE, TN | Previous registration |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | Former SEC adviser | Jun 22, 2010 | Dec 31, 2015 | no | KNOXVILLE, TN | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 22, 2010 | Jun 29, 2023 | no | KNOXVILLE, TN | Previous registration |
| C & J WEALTH ADVISORS | Former SEC adviser | Feb 4, 2005 | Mar 31, 2010 | no | OAK RIDGE, TN|KNOXVILLE, TN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 2, 2004 | Dec 31, 2004 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CREATIVE PLANNING | Jan 23, 2026 | Jan 23, 2026 | 0 | Firm change | Ibd to RIA |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 9, 2025 | Jun 29, 2023 | -894 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | SAGEVIEW PRIVATE CLIENT GROUP, LLC | Jun 29, 2023 | Jun 22, 2010 | -4,755 | Firm change after gap | Other |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | Dec 31, 2015 | Dec 14, 2011 | -1,478 | Firm change after gap | Other |
| C & J WEALTH ADVISORS | CETERA ADVISOR NETWORKS LLC | Mar 31, 2010 | Apr 22, 2010 | 22 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | C & J WEALTH ADVISORS | Dec 31, 2004 | Feb 4, 2005 | 35 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:105348:TN:2026-01-21 | Jan 23, 2026 | Jan 23, 2026 | KNOXVILLE, TN | Firm change |
| 134997:105644:TN:2025-12-09 | Dec 9, 2025 | Jun 29, 2023 | KNOXVILLE, TN | Firm change after gap |
| 13572:134997:TN:2023-06-29 | Jun 29, 2023 | Jun 22, 2010 | KNOXVILLE, TN | Firm change after gap |
| 134997:126777:TN:2015-12-31 | Dec 31, 2015 | Dec 14, 2011 | KNOXVILLE, TN | Firm change after gap |