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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

CRD 311609

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:838f346b-986e-22dd-fce9-0eb4cb2cfa35

Data as of Jun 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 11
On other graphs: 0
Observed: Dec 16, 2020 to Jun 20, 2023
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2023-06-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 2
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-120169
CRD: 311609
Filings on the tape: 13
First filed: Dec 16, 2020
Latest filed: Jun 20, 2023
Organised: Limited Liability Company, Florida

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Mariano Joaquin Pagano	n/a	MIAMI, FL	3	17	4	yes
Jorge Alonso San Roman	n/a	MIAMI, FL	0	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AIKINS, GIL, O	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Jun 20, 2023	Jun 20, 2023
CROSS CAPITAL S.A.	Owner	D	yes	11/2020	Aug 3, 2022	Jun 20, 2023
CROSS CAPITAL S.A.	Owner	E	yes	11/2020	Aug 3, 2022	Jun 20, 2023
PUENTE HOLDING LIMITED	Owner	E	yes	11/2020	Dec 16, 2020	Jun 20, 2023
PUENTE PARTNERS SA	Owner	C	yes	11/2020	Dec 16, 2020	Jun 20, 2023
SCHAEFER, NOEMI, CARMEN	CHIEF EXECUTIVE OFFICER	Na	yes	11/2020	Dec 16, 2020	Jun 20, 2023
Spinedi, Gonzalo, Miguel	MANAGING DIRECTOR	Na	yes	11/2020	Dec 16, 2020	Jun 20, 2023
Tomasevich, Federico	Owner	E	yes	11/2020	Dec 16, 2020	Jun 20, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PUENTE SERVICIOS FINANCIEROS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$1.1B	$0	5	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	100.0%	0	0	0	2	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Registered with (8)

← Jorge Alonso San RomanAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Mariano Joaquin PaganoAdvisorregistration: current employment
Feb 1, 2023 to presentfactForm ADV
← DIEGO GARCIA DEVILLALOBOSADAMESAdvisorregistration: previous registration
Aug 19, 2025 to Feb 23, 2026factForm ADV
← Federico Eduardo Francia TelescaAdvisorregistration: previous registration
May 3, 2024 to Jan 30, 2026factForm ADV
← Arianna E KaufmanAdvisorregistration: previous registration
Mar 13, 2025 to Jul 9, 2025factForm ADV
← Mckinzie ValverdyAdvisorregistration: previous registration
Jan 29, 2025 to Apr 21, 2025factForm ADV
← GIL O AIKINSAdvisorregistration: previous registration
Jul 6, 2023 to Sep 28, 2023factForm ADV
← Rajiv ShahAdvisorregistration: previous registration
May 3, 2021 to Jun 20, 2023factForm ADV

Controls (7)

← SCHAEFER, NOEMI, CARMENOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 16, 2020 to presentfactForm ADV
← AIKINS, GIL, OOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 20, 2023 to presentfactForm ADV
← Spinedi, Gonzalo, MiguelOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 16, 2020 to presentfactForm ADV
← Tomasevich, FedericoOwnerOWNER, ownership code E, individual
Dec 16, 2020 to presentfactForm ADV
← CROSS CAPITAL S.A.OwnerOWNER, ownership code D, foreign entity
Aug 3, 2022 to presentfactForm ADV
← PUENTE HOLDING LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 16, 2020 to presentfactForm ADV
← PUENTE PARTNERS SAOwnerOWNER, ownership code C, foreign entity
Dec 16, 2020 to presentfactForm ADV

Dated events

Occurred
Feb 23, 2026
Advisor changed firm
Diego Garcia Devillalobosadames left Puente Asesoramiento De Inversiones, Llc for Amerant Investments, Inc. (registered 2026-03-23)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2026
Advisor changed firm
Federico Eduardo Francia Telesca left Puente Asesoramiento De Inversiones, Llc for Balanz (registered 2026-03-25)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2025
Advisor changed firm
Arianna E Kaufman left Puente Asesoramiento De Inversiones, Llc for Activest Wealth Management, Llc (registered 2025-10-30)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Mckinzie Valverdy left Puente Asesoramiento De Inversiones, Llc for Bbva Global Wealth Advisors, Inc. (registered 2025-12-12)
Form ADVobserved 6 days ago
Occurred
Sep 28, 2023
Advisor changed firm
Gil O Aikins left Puente Asesoramiento De Inversiones, Llc for Alcala Multi Family Office (registered 2024-02-28)
Form ADVobserved 6 days ago
Occurred
Jun 20, 2023
Control person left
Kirit Rajiv Shah (Chief Compliance Officer) no longer on Schedule A of Puente Asesoramiento De Inversiones, Llc (listed 2023-04-26, absent 2023-06-20)
Form ADVobserved 6 days ago
Occurred
Jun 20, 2023
Control person joined
O Gil Aikins (Chief Compliance Officer) appeared on Schedule A of Puente Asesoramiento De Inversiones, Llc
Form ADVobserved 6 days ago
Occurred
Jun 20, 2023
Advisor changed firm
Rajiv Shah left Puente Asesoramiento De Inversiones, Llc for Innova Advisors (registered 2024-01-18)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2023
Regulatory AUM changed
Puente Asesoramiento De Inversiones, Llc reported RAUM $0, down 100% from $1.1B (2022-10-17 to 2023-01-23)
Form ADVobserved 6 days ago
$-1.1B
Occurred
Mar 31, 2022
Regulatory AUM changed
Puente Asesoramiento De Inversiones, Llc reported RAUM $1.1B, up 447% from $194.0M (2021-08-19 to 2022-03-31)
Form ADVobserved 6 days ago
$867M
Occurred
Dec 16, 2020
First Form ADV filing
Puente Asesoramiento De Inversiones, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:838f346b-986e-22dd-fce9-0eb4cb2cfa35
First observed: Dec 16, 2020
Last observed: Jun 20, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

CRD 311609

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:838f346b-986e-22dd-fce9-0eb4cb2cfa35

Data as of Jun 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Mariano Joaquin Pagano

n/a

MIAMI, FL

yes

Jorge Alonso San Roman

n/a

MIAMI, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AIKINS, GIL, O

CHIEF COMPLIANCE OFFICER

yes

06/2023

Jun 20, 2023

CROSS CAPITAL S.A.

Owner

yes

11/2020

Aug 3, 2022

Jun 20, 2023

CROSS CAPITAL S.A.

Owner

yes

11/2020

Aug 3, 2022

Jun 20, 2023

PUENTE HOLDING LIMITED

Owner

yes

11/2020

Dec 16, 2020

Jun 20, 2023

PUENTE PARTNERS SA

Owner

yes

11/2020

Dec 16, 2020

Jun 20, 2023

SCHAEFER, NOEMI, CARMEN

CHIEF EXECUTIVE OFFICER

yes

11/2020

Dec 16, 2020

Jun 20, 2023

Spinedi, Gonzalo, Miguel

MANAGING DIRECTOR

yes

11/2020

Dec 16, 2020

Jun 20, 2023

Tomasevich, Federico

Owner

yes

11/2020

Dec 16, 2020

Jun 20, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PUENTE SERVICIOS FINANCIEROS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$1.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

n/a