DFX Intelligence

J••••••• L•• P•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner26 years in industry

J••••••• L•• P•••

Advisor at R•• A•••••••

HOUSTON, TX | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83986629-64ac-349c-3fe8-fdb7052bf1ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••	Independent wealth	Sep 25, 2020	n/a	yes	Houston, TX\|HOUSTON, TX	Current employment
R•• W••••• A•••••••• L••	Independent wealth	Apr 19, 2022	Jul 25, 2023	no	ROUND ROCK, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• A•••••••• L••	n/a	Jul 25, 2023	n/a	n/a	Departure no registered destination	Departure
P•• O•• I••••••••• A••••••• I••	R•• A•••••••	Aug 20, 2020	Sep 25, 2020	36

Relationships

Registered with (4)

→ R•• A•••••••Registered adviserregistration: current employment
Sep 25, 2020 to presentfactForm ADV
→ R•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2022 to Jul 25, 2023factForm ADV
→ P•• O•• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Mar 29, 2017 to Aug 20, 2020factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Jul 25, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83986629-64ac-349c-3fe8-fdb7052bf1ba
First observed: Feb 25, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.