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D••••• P••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

D••••• P••• C••••••

Advisor at N•••••• I•••••••••

Denver, CO

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Search this name across graphsid dfx:ria:839bfd2a-3971-81e6-f475-48c8f45ed826

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 4, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• I•••••••••	Independent wealth	Nov 6, 2025	n/a	yes	Denver, CO	Current employment
O•••• I••••• P•••••••• L••	n/a	Sep 22, 2023	Nov 24, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••• P•••••••• L••	N•••••• I•••••••••	Nov 24, 2025	Nov 6, 2025	-18	FIRM_C•••••	Other
E•••• E•• I••••••••• L••	O•••• I••••• P•••••••• L••	Nov 6, 2023

Relationships

Registered with (4)

→ N•••••• I•••••••••Registered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ O•••• I••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 22, 2023 to Nov 24, 2025factForm ADV
→ E•••• E•• I••••••••• L••Registered adviserregistration: previous registration
Jul 1, 2022 to Nov 6, 2023factForm ADV
→ C••••• F••••••Registered adviser

Dated events

Occurred
Nov 24, 2025
Advisor firm c•••••
D••••• P••• C•••••• left O•••• I••••• P•••••••• L•• for N•••••• I••••••••• (registered 2025-11-06)
Form ADVobserved 7 days ago
Occurred
Nov 6, 2023
Advisor firm c•••••
D••••• P••• C•••••• left E•••• E•• I••••••••• L•• for O•••• I••••• P•••••••• L•• (registered 2023-09-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:839bfd2a-3971-81e6-f475-48c8f45ed826
First observed: May 4, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.