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NATURAL INVESTMENTS PBLLC, CRD 113348
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHRISTOPHER JAMES PECK | n/a | WINDSOR, CA | 20 | 26 | n/a | no |
| JAMES RICE FRAZIER | Certified Financial Planner | Kula, HI | Corvalis, OR | Seattle, WA | 17 | 27 | 4 | no |
| ANDY RAY LOVING | Certified Financial Planner | LOUISVILLE, KY | 15 | 33 | 1 | no |
| CARRIE BURCHAM VANWINKLE | n/a | WINDSOR, CA | 14 | 14 | n/a | no |
| RYAN MEYERS JONES-CASEY | n/a | Duluth, MN | WINDSOR, CA | 10 | 15 | 1 | no |
| Joel David Koerner | n/a | Louisville, KY | 8 | 10 | n/a | no |
| SYLVIA VERONICA PANEK | n/a | Chicago, IL | 8 | 11 | n/a | no |
| Tiffany Ann Brown | n/a | Santa Rosa, CA | WINDSOR, CA | 8 | 10 | 1 | no |
| NICOLE MIDDLETON HOLLOWAY | Certified Financial Planner | Oakland, CA | 6 | 16 | 3 | no |
| AMY D. PENDER | Certified Financial Planner | WINDSOR, CA | HOPEWELL JUNCTION, NY | 5 | 15 | 2 | no |
| GREGORY E. PITTS | n/a | WINDSOR, CA | White Plains, NY | 5 | 18 | n/a | no |
| Nonkululeko Maphalala | n/a | WINDSOR, CA | Pahoa, HI | 4 | 14 | n/a | no |
| Kate Anna Poole | n/a | Philadelphia, PA | WINDSOR, CA | 3 | 10 | n/a | no |
| DIANA G YANEZ | Certified Financial Planner | Henderson, NV | WINDSOR, CA | 3 | 13 | n/a | no |
| MALAIKA THANDI MAPHALALA | n/a | OREGON CITY, OR | 2 | 17 | n/a | no |
| Maria B Koerner | n/a | WINDSOR, CA | Louisville, KY | 2 | 13 | n/a | no |
| Evan Patrick Quirk-Garvan | n/a | WINDSOR, CA | North Charleston, SC | 1 | 11 | 1 | no |
| Isaac Louis Goldowitz | n/a | Kingston, NY | WINDSOR, CA | 1 | 12 | n/a | no |
| HAROLD ARTHUR BRILL | n/a | PAONIA, CO | Paonia, CO | 1 | 37 | n/a | no |
| BRITTANY RENEE DAMICO | n/a | Pismo Beach, CA | WINDSOR, CA | 1 | 16 | 1 | no |
| MICHAEL A KRAMER | n/a | Seattle, WA | 1 | 25 | n/a | no |
| DANIEL PAUL CARRENO | n/a | Denver, CO | 0 | 22 | 3 | no |
| Kirbie Hope Crowe | n/a | Greenville, SC | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| NATURAL INVESTMENTS PURPOSE | Owner | E | yes | 12/2023 | Feb 24, 2026 | Feb 24, 2026 |
| FRAZIER, JAMES, RICE | Trustee | F | yes | 12/2023 | Oct 26, 2017 | Apr 22, 2024 |
| HOLLOWAY, NICOLE, MIDDLETON | Trustee | F | yes | 12/2023 | Jan 23, 2024 | Apr 22, 2024 |
| JONES-CASEY, RYAN, MEYERS | Trustee | F | yes | 12/2023 | Jan 23, 2024 | Apr 22, 2024 |
| KRAMER, MICHAEL, A | Trustee | F | yes | 12/2023 | Feb 27, 2012 | Apr 22, 2024 |
| MAPHALALA, MALAIKA, THANDI | Trustee | F | yes | 12/2023 | Oct 26, 2017 | Apr 22, 2024 |
| NATURAL INVESTMENTS PURPOSE TRUST | Owner | E | yes | 12/2023 | Jan 25, 2024 | Apr 22, 2024 |
| PECK, CHRISTOPHER, JAMES | Trustee | F | yes | 12/2023 | Feb 27, 2012 | Apr 22, 2024 |
| VANWINKLE, CARRIE, BURCHAM | Trustee | F | yes | 12/2023 | Jan 23, 2024 | Apr 22, 2024 |
| KRAMER, MICHAEL, A | Manager | Na | no | 04/2007 | Feb 24, 2026 | Feb 24, 2026 |
| PECK, CHRISTOPHER, JAMES | CHIEF COMPLIANCE OFFICER AND MANAGER | Na | no | 04/2007 | Feb 24, 2026 | Feb 24, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Louisville | Ky | United States | 3 | no |
| NORTH CHARLESTON | Sc | United States | 3 | no |
| ARROYO GRANDE | CA | United States | 1 | no |
| Duluth | Mn | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 24, 2026 | $2.0B | $2.0B | 24 | 24 | 18 | n/a | n/a |
| 2024 | Feb 17, 2025 | $2.0B | $2.0B | 23 | 23 | 15 | n/a | n/a |
| 2023 | Mar 18, 2024 | $1.8B | $1.8B | 22 | 22 | 15 | n/a | n/a |
| 2022 | Mar 14, 2023 | $1.7B | $1.7B | 22 | 22 | 15 | n/a | n/a |
| 2021 | Mar 16, 2022 | $1.8B | $1.8B | 22 | 22 | 15 | n/a | n/a |
| 2020 | Mar 18, 2021 | $1.5B | $1.5B | 20 | 20 | 16 | n/a | n/a |
| 2019 | Mar 17, 2020 | $1.3B | $1.3B | 20 | 20 | 15 | n/a | n/a |
| 2018 | Mar 19, 2019 | $524M | $521M | 15 | 15 | 15 | n/a | n/a |
| 2017 | Mar 8, 2018 | $485M | $483M | 15 | 15 | 14 | n/a | n/a |
| 2016 | Mar 6, 2017 | $337M | $333M | 13 | 13 | n/a | n/a | n/a |
| 2015 | Mar 11, 2016 | $274M | $268M | 13 | 13 | n/a | n/a | n/a |
| 2014 | Mar 21, 2015 | $259M | $259M | 15 | 15 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $226M | $226M | 15 | 15 | n/a | n/a | n/a |
| 2012 | Mar 20, 2013 | $193M | $193M | 12 | 12 | n/a | n/a | n/a |
| 2011 | Feb 27, 2012 | $145M | $145M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 4.3% | 0 | 1 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $2.0B | 3.8% | $1.7B | 7.0% | 24 | 23 | 18 | 15 |