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Advisor at FROST INVESTMENT SERVICES
THE WOODLANDS, TX | SAN ANTONIO, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Nov 18, 2022 | n/a | yes | SAN ANTONIO, TX|HOUSTON, TX|THE WOODLANDS, TX | Current employment |
| GFS ADVISORS LLC | Mixed wealth | Nov 25, 2014 | Nov 4, 2022 | no | HOUSTON, TX | Previous registration |
| USCA RIA LLC | Former SEC adviser | May 2, 2011 | Jan 27, 2014 | no | HOUSTON, TX | Previous registration |
| SANDERS MORRIS LLC | Independent wealth | Apr 14, 2010 | May 2, 2011 | no | HOUSTON, TX | Previous registration |
| STANFORD GROUP COMPANY | n/a | Sep 6, 2006 | May 13, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GFS ADVISORS LLC | FROST INVESTMENT SERVICES | Nov 4, 2022 | Nov 18, 2022 | 14 | Firm change | RIA to ibd |
| USCA RIA LLC | GFS ADVISORS LLC | Jan 27, 2014 | Nov 25, 2014 | 302 | Firm change | Other |
| SANDERS MORRIS LLC | USCA RIA LLC | May 2, 2011 | May 2, 2011 | 0 | Firm change | Other |
| STANFORD GROUP COMPANY | SANDERS MORRIS LLC | May 13, 2009 | Apr 14, 2010 | 336 | Firm change | Other |