DFX Intelligence

C•••• S••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

C•••• S••••• B••••

Advisor at L•••• F••• A••••••• S•••••••

DALLAS, TX | OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:83a1d27f-6191-b9f0-ce27-7fe4bfbc9eb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	May 14, 2013	n/a	yes	OKLAHOMA CITY, OK\|DALLAS, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 8, 2013	Jul 2, 2013	no	OKLAHOMA CITY, OK\|DALLAS, TX\|OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L•••• F••• A••••••• S•••••••	Jul 2, 2013	May 14, 2013	-49	Firm change after gap	Other
C•••••••• F••••••••• I•••	L•• F•••••••• L••	May 7, 2013	May 8, 2013

Relationships

Registered with (3)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
May 14, 2013 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 8, 2013 to Jul 2, 2013factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jun 6, 2012 to May 7, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83a1d27f-6191-b9f0-ce27-7fe4bfbc9eb3
First observed: Jun 6, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.