DFX Intelligence

C••••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

C••••••••• A•••••

Advisor at F•••• T•••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:83b21dab-c2e9-2751-a358-54cdf5761413

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Mar 11, 2022	n/a	yes	LAMBERTVILLE, MI\|TOLEDO, OH\|FINDLAY, OH\|TOLEDO, OH\|FINDLAY, OH	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Apr 27, 2018	Mar 23, 2022	no	Toledo, OH\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	F•••• T•••• S••••••••• I•••	Mar 23, 2022	Mar 11, 2022	-12	Firm change	Ibd to ibd
C••••••• S••••••••• I•••	B•• P•••••••• I•••	Apr 30, 2018	Apr 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
119682:628:IA:2022-03-23	Mar 23, 2022	Mar 11, 2022	CEDAR RAPIDS, IA	Firm change

Relationships

Registered with (3)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2008 to Apr 26, 2013factForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2018 to Mar 23, 2022factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 1, 2013 to Apr 30, 2018factForm ADV

Dated events

Occurred
Mar 23, 2022
Advisor changed firm
C••••••••• A••••• left B•• P•••••••• I••• for F•••• T•••• S••••••••• I••• (registered 2022-03-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83b21dab-c2e9-2751-a358-54cdf5761413
First observed: Jan 22, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.