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Advisor at FORTUNE FINANCIAL ADVISORS, LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FORTUNE FINANCIAL ADVISORS, LLC | Independent wealth | Dec 17, 2008 | n/a | yes | OVERLAND PARK, KS | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Oct 17, 2005 | Jan 16, 2008 | no | OVERLAND PARK, KS|OLATHE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | FORTUNE FINANCIAL ADVISORS, LLC | Jan 16, 2008 | Dec 17, 2008 | 336 | Firm change | Other |