DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Shrewsbury, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Sep 10, 2020 | n/a | yes | LOS ANGELES, CA|Shrewsbury, MA | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | May 1, 2010 | Nov 26, 2019 | no | SHREWSBURY, MA|MINNEAPOLIS, MN|BOSTON, MA | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | Dec 9, 2005 | May 7, 2010 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | CAPITAL CLIENT GROUP, INC. | Nov 26, 2019 | Sep 10, 2020 | 289 | Firm change | Other |
| BOFA ADVISORS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | May 7, 2010 | May 1, 2010 | -6 | Bulk transfer | Other |