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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ROBERT MICHAEL JOHNSON

Advisor at OSAIC WEALTH, INC.

DALLAS, TX

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Search this name across graphsid dfx:ria:83c2710d-0613-80d1-c888-244dd7ac67fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Jul 20, 2001
First registration: Apr 7, 2003
Dual registered: yes, broker-dealer
Other names: ROB JOHNSON|ROBERT MICHAEL JOHNSON|ROBERT MICHAEL JOHNSON|ROB JOHNSON
IAPD individual key: 2481576

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	DALLAS, TX	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 6, 2015	Jun 14, 2024	no	DALLAS, TX\|Dallas, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 18, 2011	Mar 12, 2014	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 25, 2010	Jun 29, 2011	no	DALLAS, TX	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 5, 2003	Jul 5, 2007	no	DALLAS, TX	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Apr 7, 2003	Aug 1, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SECURITIES AMERICA ADVISORS, INC.	Mar 12, 2014	Jan 6, 2015	300	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 29, 2011	Nov 18, 2011	142	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	CHASE INVESTMENT SERVICES CORP.	Jul 5, 2007	Aug 25, 2010	1,147	Firm change after gap	Other
VERAVEST INVESTMENT ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Aug 1, 2003	Aug 5, 2003	4	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 6, 2015 to Jun 14, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 18, 2011 to Mar 12, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 25, 2010 to Jun 29, 2011factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Apr 7, 2003 to Aug 1, 2003factForm ADV

Dated events

No dated event names this entity yet.