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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.

CRD 307111

NEW YORK, NY

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Search this name across graphsid dfx:ria:83da505d-5990-ab82-cf9f-183e5d306bab

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 7
On other graphs: 0
Observed: Jan 13, 2020 to Jun 1, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=8.0
Regulatory AUM: $3.4BItem 5.F on the latest filing (2026-06-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 235
Advisory employees: 21
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 8
Individual clients: 0
High net worth clients: 0
Private funds: 8Schedule D 7.B(1)
SEC number: 801-118070
CRD: 307111
Filings on the tape: 11
First filed: Jan 13, 2020
Latest filed: Jun 1, 2026
Organised: Limited Liability Company, DE
Website: newmountainfinance.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NEW MOUNTAIN CLO 3 LTD	Securitized Asset Fund	$502M	Mar 27, 2024	1	Mar 30, 2022	reported	n/a
NEW MOUNTAIN CLO 1 LTD	Securitized Asset Fund	$502M	Mar 27, 2024	1	Mar 31, 2021	reported	n/a
NEW MOUNTAIN CLO 2 LTD	Securitized Asset Fund	$402M	Mar 27, 2024	1	Mar 31, 2021	reported	n/a
NEW MOUNTAIN CLO 4 LTD.	Securitized Asset Fund	$351M	Mar 27, 2024	1	Mar 30, 2023	reported	n/a
NEW MOUNTAIN CLO 5 LTD.	Securitized Asset Fund	$98.5M	Mar 27, 2024	1	Mar 27, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAMWEE, ROBERT, ALAN	MANAGING DIRECTOR AND VICE CHAIRMAN	Na	yes	01/2023	Jan 13, 2020	Mar 27, 2024
HOLSON, LAURA	MANAGING DIRECTOR, CHIEF OPERATING OFFCER	Na	yes	04/2023	Mar 30, 2023	Mar 27, 2024
KLINE, JOHN, RANDOLPH	MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER	Na	yes	01/2023	Jan 13, 2020	Mar 27, 2024
KLINSKY, STEVEN, BRUCE	LIMITED PARTNER	D	yes	10/2018	Jan 13, 2020	Mar 27, 2024
KLINSKY, STEVEN, BRUCE	LIMITED PARTNER	D	yes	10/2018	Jan 13, 2020	Mar 27, 2024
KLINSKY, STEVEN, BRUCE	Founder	D	yes	01/2020	Jan 13, 2020	Mar 27, 2024
NEW MOUNTAIN CAPITAL GROUP, L.P.	MANAGING MEMBER	E	yes	01/2020	Jan 13, 2020	Mar 27, 2024
NM HOLDINGS GP, L.L.C	GENERAL PARTNER	F	yes	10/2018	Jan 13, 2020	Mar 27, 2024
NM HOLDINGS GP, L.L.C	GENERAL PARTNER	F	yes	10/2018	Jan 13, 2020	Mar 27, 2024
NM PARTNERS MANAGER HOLDINGS, L.P.	LIMITED PARTNER	E	yes	10/2018	Jan 13, 2020	Mar 27, 2024
Corbett, Kris, Eric	CHIEF FINANCIAL OFFICER	Na	no	11/2023	Mar 27, 2024	Mar 27, 2024
HARTSWELL, JOSEPH, WESLEY	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	Na	no	03/2022	Mar 4, 2022	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEW MOUNTAIN CAPITAL, L.L.C.	n/a	Asset manager	$46B	N	yes	n/a
NEW MOUNTAIN CAPITAL (U.K.) LTD.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN CAPITAL GROUP, L.P.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN CAPITAL JAPAN GK	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN FINANCE CORPORATION	n/a	Former SEC adviser	n/a	N	yes	n/a
NEW MOUNTAIN FINANCE SBIC GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN FINANCE SBIC II G.P., L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN GUARDIAN II GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN GUARDIAN INVESTMENTS III, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN GUARDIAN INVESTMENTS IV UNLEVERED, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN GUARDIAN INVESTMENTS IV, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN GUARDIAN MASTER FUND-A GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INDIA PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INVESTMENTS III CONTINUATION GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INVESTMENTS III, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INVESTMENTS IV CONTINUATION GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INVESTMENTS IV, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INVESTMENTS V, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN INVESTMENTS VI LUXEMBOURG, S.A.R.L.	n/a	n/a	n/a	Y	yes	n/a
NEW MOUNTAIN NET LEASE GP II, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN NET LEASE GP, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NEW MOUNTAIN STRATEGIC INVESTMENTS GP I, L.L.C.	n/a	n/a	n/a	N	yes	n/a
NMF SLF INVESTMENTS I, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no
Tokyo	n/a	Japan	2	no
SANTA MONICA	CA	United States	1	no
Gurugram	n/a	India	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$3.4B	$3.4B	235	21	8	8	n/a
2024	Mar 27, 2025	$2.5B	$2.5B	210	19	5	6	n/a
2023	Mar 27, 2024	$1.9B	$1.9B	195	21	4	5	$1.9B
2022	Mar 30, 2023	$1.6B	$1.6B	168	15	3	4	$1.6B
2021	Mar 30, 2022	$1.4B	$1.4B	152	15	3	3	$1.4B
2020	Mar 31, 2021	$476M	$476M	129	15	3	2	$449M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$2.5B	33.4%	$1.6B	29.2%	235	210	8	5

Relationships

Affiliated with (5)

→ NEW MOUNTAIN CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NEW MOUNTAIN FINANCE CORPORATIONRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← NEW MOUNTAIN FINANCE ADVISERS, L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
← NEW MOUNTAIN CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEW MOUNTAIN VANTAGE ADVISERS, L.L.C.Registered adviserother investment adviser, common control
factForm ADV

Advises (5)

→ NEW MOUNTAIN CLO 2 LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ NEW MOUNTAIN CLO 4 LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ NEW MOUNTAIN CLO 5 LTD.Private fundSecuritized Asset Fund, IA
Mar 27, 2024 to presentfactForm ADV
→ NEW MOUNTAIN CLO 3 LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ NEW MOUNTAIN CLO 1 LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2021 to presentfactForm ADV

Controls (7)

← KLINSKY, STEVEN, BRUCEOwnerLIMITED PARTNER, ownership code D, individual
Jan 13, 2020 to Mar 27, 2024factForm ADV
← HAMWEE, ROBERT, ALANOwnerMANAGING DIRECTOR AND VICE CHAIRMAN, ownership code NA, individual
Jan 13, 2020 to Mar 27, 2024factForm ADV
← KLINE, JOHN, RANDOLPHOwnerMANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 13, 2020 to Mar 27, 2024factForm ADV
← HOLSON, LAURAOwnerMANAGING DIRECTOR, CHIEF OPERATING OFFCER, ownership code NA, individual
Mar 30, 2023 to Mar 27, 2024factForm ADV
← NEW MOUNTAIN CAPITAL GROUP, L.P.OwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 13, 2020 to Mar 27, 2024factForm ADV
← NM HOLDINGS GP, L.L.COwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 13, 2020 to Mar 27, 2024factForm ADV
← NM PARTNERS MANAGER HOLDINGS, L.P.OwnerLIMITED PARTNER, ownership code E, domestic entity
Jan 13, 2020 to Mar 27, 2024factForm ADV

Owns (2)

← HARTSWELL, JOSEPH, WESLEYOwnerCHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 4, 2022 to Mar 27, 2024factForm ADV
← Corbett, Kris, EricOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2024 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
New Mountain Credit Clo Advisers, L.L.C. reported RAUM $3.4B, up 33% from $2.5B (2025-03-27 to 2026-03-30)
Form ADVobserved 5 days ago
$850M
Occurred
Mar 27, 2025
Regulatory AUM changed
New Mountain Credit Clo Advisers, L.L.C. reported RAUM $2.5B, up 37% from $1.9B (2024-03-27 to 2025-03-27)
Form ADVobserved 5 days ago
$690M
Occurred
Mar 30, 2023
Control person joined
Laura Holson (Managing Director, Chief Operating Offcer And Interim Chief Finanicial Officer) appeared on Schedule A of New Mountain Credit Clo Advisers, L.L.C.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
Younus Shiraz Kajee (Chief Financial Officer) no longer on Schedule A of New Mountain Credit Clo Advisers, L.L.C. (listed 2022-03-30, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
New Mountain Credit Clo Advisers, L.L.C. reported RAUM $1.4B, up 195% from $475.5M (2022-03-04 to 2022-03-30)
Form ADVobserved 5 days ago
$926M
Occurred
Mar 4, 2022
Control person left
Jean Karrie Jerry (Chief Compliance Officer) no longer on Schedule A of New Mountain Credit Clo Advisers, L.L.C. (listed 2021-07-01, absent 2022-03-04)
Form ADVobserved 5 days ago
Occurred
Jan 13, 2020
First Form ADV filing
New Mountain Credit Clo Advisers, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83da505d-5990-ab82-cf9f-183e5d306bab
First observed: Jan 13, 2020
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.

CRD 307111

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83da505d-5990-ab82-cf9f-183e5d306bab

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NEW MOUNTAIN CLO 3 LTD

Securitized Asset Fund

$502M

Mar 27, 2024

Mar 30, 2022

reported

n/a

NEW MOUNTAIN CLO 1 LTD

Securitized Asset Fund

$502M

Mar 27, 2024

Mar 31, 2021

reported

n/a

NEW MOUNTAIN CLO 2 LTD

Securitized Asset Fund

$402M

Mar 27, 2024

Mar 31, 2021

reported

n/a

NEW MOUNTAIN CLO 4 LTD.

Securitized Asset Fund

$351M

Mar 27, 2024

Mar 30, 2023

reported

n/a

NEW MOUNTAIN CLO 5 LTD.

Securitized Asset Fund

$98.5M

Mar 27, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAMWEE, ROBERT, ALAN

MANAGING DIRECTOR AND VICE CHAIRMAN

yes

01/2023

Jan 13, 2020

Mar 27, 2024

HOLSON, LAURA

MANAGING DIRECTOR, CHIEF OPERATING OFFCER

yes

04/2023

Mar 30, 2023

Mar 27, 2024

KLINE, JOHN, RANDOLPH

MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER

yes

01/2023

Jan 13, 2020

Mar 27, 2024

KLINSKY, STEVEN, BRUCE

LIMITED PARTNER

yes

10/2018

Jan 13, 2020

Mar 27, 2024

KLINSKY, STEVEN, BRUCE

LIMITED PARTNER

yes

10/2018

Jan 13, 2020

Mar 27, 2024

KLINSKY, STEVEN, BRUCE

Founder

yes

01/2020

Jan 13, 2020

Mar 27, 2024

NEW MOUNTAIN CAPITAL GROUP, L.P.

MANAGING MEMBER

yes

01/2020

Jan 13, 2020

Mar 27, 2024

NM HOLDINGS GP, L.L.C

GENERAL PARTNER

yes

10/2018

Jan 13, 2020

Mar 27, 2024

NM HOLDINGS GP, L.L.C

GENERAL PARTNER

yes

10/2018

Jan 13, 2020

Mar 27, 2024

NM PARTNERS MANAGER HOLDINGS, L.P.

LIMITED PARTNER

yes

10/2018

Jan 13, 2020

Mar 27, 2024

Corbett, Kris, Eric

CHIEF FINANCIAL OFFICER

11/2023

Mar 27, 2024

HARTSWELL, JOSEPH, WESLEY

CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR

03/2022

Mar 4, 2022

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEW MOUNTAIN CAPITAL, L.L.C.

n/a

Asset manager

$46B

yes

n/a

NEW MOUNTAIN CAPITAL (U.K.) LTD.

n/a

yes

n/a

NEW MOUNTAIN CAPITAL GROUP, L.P.

n/a

yes

n/a

NEW MOUNTAIN CAPITAL JAPAN GK

n/a

yes

n/a

NEW MOUNTAIN FINANCE CORPORATION

n/a

Former SEC adviser

n/a

yes

n/a

NEW MOUNTAIN FINANCE SBIC GP, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN FINANCE SBIC II G.P., L.L.C.

n/a

yes

n/a

NEW MOUNTAIN GUARDIAN II GP, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN GUARDIAN INVESTMENTS III, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN GUARDIAN INVESTMENTS IV UNLEVERED, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN GUARDIAN INVESTMENTS IV, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN GUARDIAN MASTER FUND-A GP, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN INDIA PRIVATE LIMITED

n/a

yes

n/a

NEW MOUNTAIN INVESTMENTS III CONTINUATION GP, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN INVESTMENTS III, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN INVESTMENTS IV CONTINUATION GP, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN INVESTMENTS IV, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN INVESTMENTS V, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN INVESTMENTS VI LUXEMBOURG, S.A.R.L.

n/a

yes

n/a

NEW MOUNTAIN NET LEASE GP II, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN NET LEASE GP, L.L.C.

n/a

yes

n/a

NEW MOUNTAIN STRATEGIC INVESTMENTS GP I, L.L.C.

n/a

yes

n/a

NMF SLF INVESTMENTS I, L.L.C.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Tokyo

n/a

Japan

SANTA MONICA

United States

Gurugram

n/a

India

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$3.4B

235

n/a

2024

Mar 27, 2025

$2.5B

210

n/a

2023

Mar 27, 2024

$1.9B

195

$1.9B

2022

Mar 30, 2023

$1.6B

168

$1.6B

2021

Mar 30, 2022

$1.4B

152

$1.4B

2020

Mar 31, 2021

$476M

129

$449M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.4B

$2.5B

33.4%

$1.6B

29.2%

235

210