DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• M••••••• C••••• C•• A•••••••• L•••••
Latest filing Jun 1, 2026
First filing on the tape Jan 13, 2020 · 11 filings
SEC status approved since Feb 12, 2020
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
235
21 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
8
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$3.4B as of Jun 1, 2026
Mar 31, 2021$476M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Mar 31, 20210 then
Employees (5.A)235 as of Jun 1, 2026
Mar 31, 2021129 then
Private funds8 as of Jun 1, 2026
Mar 31, 20212 then
RAUM +33% over the last fiscal year+29% a year over threeIARs 0 to 0offices 5 to 8
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $424MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• M••••••• C•• 3• L•• | Securitized Asset Fund | $502M | 1 | Mar 30, 2022 |
| N•• M••••••• C•• 1• L•• | Securitized Asset Fund | $502M | 1 | Mar 31, 2021 |
| N•• M••••••• C•• 2• L•• | Securitized Asset Fund | $402M | 1 | Mar 31, 2021 |
| N•• M••••••• C•• 4• L••• | Securitized Asset Fund | $351M | 1 | Mar 30, 2023 |
| N•• M••••••• C•• 5• L••• | Securitized Asset Fund | $98.5M | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• R•••••• A••• · Managing Director And Vice Chairmancontrolsince 01/2023 · owns less than 5%
- H•••••• L•••• · Managing Director, Chief Operating Offcercontrolsince 04/2023 · owns less than 5%
- K••••• J•••• R••••••• · Managing Director And Chief Executive Officercontrolsince 01/2023 · owns less than 5%
- K••••••• S•••••• B•••• · Foundercontrolsince 01/2020 · owns 50% to 75%
- K••••••• S•••••• B•••• · L•••••• Partnercontrolsince 10/2018 · owns 50% to 75% of N• P••••••• M•••••• H•••••••• L•••
- K••••••• S•••••• B•••• · L•••••• Partnercontrolsince 10/2018 · owns 50% to 75% of N• H••••••• G•• L••••
- C••••••• K•••• E••• · Chief Financial Officersince 11/2023 · owns less than 5%
- H••••••••• J•••••• W••••• · Chief Compliance Officer And Managing Directorsince 03/2022 · owns less than 5%
Entity owners
- N•• M••••••• C•••••• G••••• L••• · Managing Memberdirect · owns 75% or more
- N• H••••••• G•• L•••• · General Partnerindirect · owns F of N• P••••••• M•••••• H•••••••• L•••
- N• H••••••• G•• L•••• · General Partnerindirect · owns F of N•• M••••••• C•••••• G••••• L•••
- N• P••••••• M•••••• H•••••••• L••• · L•••••• Partnerindirect · owns 75% or more of N•• M••••••• C•••••• G••••• L•••
Related persons
Schedule D 7.A
- N•• M••••••• C•••••• ••••• L•••investment advisern
- N•• M••••••• C•••••• G••••• L•••pooled vehicle sponsorn
- N•• M••••••• C•••••• J•••• G•investment advisern
- N•• M••••••• C••••••• L••investment advisernRAUM $46B
- N•• M••••••• F•••••• C•••••••••investment adviserpooled vehicle sponsorn
- N•• M••••••• F•••••• S••• G•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• F•••••• S••• I• G•••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• G••••••• I• G•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• G••••••• I••••••••• I••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• G••••••• I••••••••• I• U••••••••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• G••••••• I••••••••• I•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• G••••••• M••••• F••••• G•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• I•••• P•••••• L••••••investment advisern
- N•• M••••••• I••••••••• I•• C••••••••• G•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• I••• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• I• C••••••••• G•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• I•• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• V• L•••••investment adviserpooled vehicle sponsorn
- N•• M••••••• I••••••••• V• L••••••••• S•••••••investment adviserpooled vehicle sponsory
- N•• M••••••• N•• L•••• G• I•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• N•• L•••• G•• L•••••investment adviserbankpooled vehicle sponsorn
- N•• M••••••• S•••••••• I••••••••• G• I• L•••••investment adviserpooled vehicle sponsorn
- N•• S•• I••••••••• I• L•••••investment adviserpooled vehicle sponsorn
Advisers that list N•• M••••••• C••••• C•• A•••••••• L••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom2 employees
- Tokyo, Japan2 employees
- Gurugram, India1 employees
- Santa Monica, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was 0.0% (139 comparable advisers, 98.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (139) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 8Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 19 to 21Mar 27, 2025 to Mar 30, 2026
- BD registered reps · 0 to 8Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 8Mar 27, 2025 to Mar 30, 2026
- Assets in custody · 2545084486.0 to unsetMar 27, 2025 to Mar 30, 2026
- Employees · 210 to 235Mar 27, 2025 to Mar 30, 2026
- Other offices · 5 to 8Mar 27, 2025 to Mar 30, 2026
- Private funds · 6 to 8Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.5B to $3.4BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.5B to $3.4BMar 27, 2025 to Mar 30, 2026
- RAUM · $2.5B to $3.4BMar 27, 2025 to Mar 30, 2026
- Accounts · 5 to 6Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 21 to 19Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 5 to 6Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $1.9B to $2.5BMar 27, 2024 to Mar 27, 2025
- Employees · 195 to 210Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Other offices · 4 to 5Mar 27, 2024 to Mar 27, 2025
- Private funds · 5 to 6Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.9B to $2.5BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.9B to $2.5BMar 27, 2024 to Mar 27, 2025
- RAUM · $1.9B to $2.5BMar 27, 2024 to Mar 27, 2025
- Accounts · 4 to 5Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 15 to 21Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 4 to 5Mar 30, 2023 to Mar 27, 2024
- Assets in custody · unset to 1855497084.0Mar 30, 2023 to Mar 27, 2024
- Employees · 168 to 195Mar 30, 2023 to Mar 27, 2024
- Other offices · 3 to 4Mar 30, 2023 to Mar 27, 2024
- Private funds · 4 to 5Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.6B to $1.9BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.6B to $1.9BMar 30, 2023 to Mar 27, 2024
- RAUM · $1.6B to $1.9BMar 30, 2023 to Mar 27, 2024
- Accounts · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Employees · 152 to 168Mar 30, 2022 to Mar 30, 2023
- Private funds · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.4B to $1.6BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.4B to $1.6BMar 30, 2022 to Mar 30, 2023
- RAUM · $1.4B to $1.6BMar 30, 2022 to Mar 30, 2023
- Accounts · 2 to 3Mar 4, 2022 to Mar 30, 2022
Signals
7 dated events
- N•• M••••••• C••••• C•• A•••••••• L••••• reported RAUM $3.4B, up 33% from $2.5B (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- N•• M••••••• C••••• C•• A•••••••• L••••• reported RAUM $2.5B, up 37% from $1.9B (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Laura Holson (Managing Director, Chief Operating Offcer And Interim Chief Finanicial Officer) appeared on Schedule A of N•• M••••••• C••••• C•• A•••••••• L•••••Mar 30, 2023 · Control person joined · fact
- Younus Shiraz Kajee (Chief Financial Officer) no longer on Schedule A of N•• M••••••• C••••• C•• A•••••••• L••••• (listed 2022-03-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- N•• M••••••• C••••• C•• A•••••••• L••••• reported RAUM $1.4B, up 195% from $475.5M (2022-03-04 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Jean Karrie Jerry (Chief Compliance Officer) no longer on Schedule A of N•• M••••••• C••••• C•• A•••••••• L••••• (listed 2021-07-01, absent 2022-03-04)Mar 4, 2022 · Control person left · inference
- N•• M••••••• C••••• C•• A•••••••• L••••• filed its initial SEC registration (Form ADV)Jan 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- NEWCRED.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-720-0300reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026