This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PLUMB FINANCIAL

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Mar 11, 2019

First registration

Jan 28, 2022

Dual registered

no

IAPD individual key

6830261

• Occurred

  May 2, 2025
  Advisor changed firm

  Lisa Danielle Ward left Chappelwood Financial Services for Plumb Financial (registered 2025-05-15)

  Form ADVobserved 6 days ago
• Occurred

  Oct 5, 2023
  Advisor changed firm

  Lisa Danielle Ward left Osaic Wealth, Inc. for Chappelwood Financial Services (registered 2023-10-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:83daddc5-d104-523a-38b1-e93e304309c1

First observed

Jan 28, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.