RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• D••••••• W•••
- P•••• F•••••••• state registered currentsince May 15, 2025 · Arlington, Tx
- C••••••••• F•••••••• S••••••• independent RIAOct 6, 2023 to May 2, 2025 · Arlington, Tx
- O•••• W•••••• I••• BD affiliatedJan 28, 2022 to Oct 5, 2023 · Arlington, Tx
- C••••••••• F•••••••• S••••••• to P•••• F••••••••left May 2, 2025, registered May 15, 2025 (13 days) · RIA to a state-registered adviser
- O•••• W•••••• I••• to C••••••••• F•••••••• S•••••••left Oct 5, 2023, registered Oct 6, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA
- L••• D••••••• W••• left C••••••••• F•••••••• S••••••• for P•••• F•••••••• (registered 2025-05-15)May 2, 2025 · Advisor changed firm · fact
- L••• D••••••• W••• left O•••• W•••••• I••• for C••••••••• F•••••••• S••••••• (registered 2023-10-06)Oct 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address